Risk Compliance Specialist
4 weeks ago
We are seeking a highly skilled Risk Compliance Manager to join our proactive team at AJ FOX COMPLIANCE. In this role, you will work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and risk issues.
Key Responsibilities:
- Collaborate with senior leadership and various departments to ensure that the firm complies with all relevant legal, regulatory, and professional standards.
- Offer advice on legal, ethical, and regulatory matters.
- Oversee and regularly update the firm's policies and procedures, according to up-to-date compliance legislation.
- Deliver training programs focused on risk and compliance.
- Assist in reviewing and managing AML and counter-terrorism financing measures, including acting as an independent auditor for these processes.
- Supervise the firm's file review systems, identifying areas for improvement and managing corrective actions.
- Investigate incidents, manage complaints, and analyse trends to prevent future issues.
- Lead the Customer Service Focus Group and manage the firm's Customer Service Excellence Accreditation.
- Supervise Compliance professionals, guiding their work and development.
We're looking for someone who is passionate about risk management and thrives on solving complex challenges. You'll need to have a sharp eye for detail, a proactive approach to identifying risks, and a commitment to maintaining the highest ethical standards.
This is an excellent opportunity to work collaboratively with a supportive team, drive meaningful change, and ensure the highest standards are maintained.
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Risk Compliance Manager
4 weeks ago
Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full timeCompliance Risk SpecialistAJ FOX COMPLIANCE is seeking an experienced Compliance Risk Specialist to join our team. As a Compliance Risk Specialist, you will play a critical role in ensuring that our firm maintains the highest standards of compliance and risk management.Key Responsibilities:Collaborate with senior leadership and various departments to ensure...
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Regulatory Risk Compliance Specialist
4 weeks ago
Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full timeRole OverviewAJ FOX COMPLIANCE is seeking a skilled Regulatory Risk Compliance Specialist to join their team. In this role, you will work closely with the Head of Risk and Compliance to ensure the firm complies with all relevant legal, regulatory, and professional standards.Key Responsibilities:Collaborate with senior leadership and various departments to...
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Risk Compliance Specialist
4 weeks ago
Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full timeRisk Compliance Manager at AJ FOX COMPLIANCEAre you a risk management enthusiast seeking a challenging role where your expertise can make a meaningful impact?AJ FOX COMPLIANCE is a forward-thinking law firm that values innovation and proactive problem-solving. We're currently looking for a Risk & Compliance Manager to join our team, collaborating closely...
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Risk Compliance Specialist
4 weeks ago
Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full timeJob DescriptionWe are seeking a highly skilled Risk Compliance Manager to join our proactive team at AJ FOX COMPLIANCE.In this role, you will work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and risk issues.Key...
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Risk Compliance Specialist
4 weeks ago
Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full timeWe are seeking a highly skilled Risk Compliance Manager to join our proactive team at AJ FOX COMPLIANCE. In this role, you will work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and risk issues.Key Responsibilities:Collaborate with...
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Risk Compliance Specialist
4 weeks ago
Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full timeAt AJ FOX COMPLIANCE, we're seeking a highly skilled Risk Compliance Manager to join our proactive team. In this role, you'll work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and risk issues.Key Responsibilities:Collaborate with...
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Risk Compliance Specialist
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Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full timeEmbed Compliance ExcellenceAJ FOX COMPLIANCE is seeking a seasoned Risk Compliance Manager to drive compliance leadership and excellence. In this pivotal role, you will work closely with the Head of Risk and Compliance to ensure the effective implementation of regulatory requirements and risk management strategies.Key Responsibilities:Collaborate with senior...
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Risk Compliance Specialist
4 weeks ago
Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full timeAJ FOX COMPLIANCE is seeking a highly skilled Risk Compliance Manager to join their proactive team.The ideal candidate will have a passion for navigating complex risk and regulatory challenges, with a strong eye for detail and a proactive approach to identifying risks.Key Responsibilities:Collaborate with senior leadership and various departments to ensure...
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Head of Risk
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Head of Risk
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Head of Risk
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Hertfordshire, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring...
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Risk Management Specialist
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Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full timeSenior Compliance ExecutiveWe are seeking a highly skilled and experienced Senior Compliance Executive to join our proactive team at AJ FOX COMPLIANCE. In this role, you will work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and...
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Senior Compliance Officer
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Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full timeJob Title: Senior Compliance ExecutiveJob Summary:We are seeking a highly skilled Senior Compliance Executive to join our proactive team at AJ FOX COMPLIANCE. As a key member of our risk and compliance department, you will work closely with the Head of Risk and Compliance to embed a strong compliance culture and provide expert guidance on regulatory and risk...
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Senior Compliance Officer
4 weeks ago
Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full timeWe are seeking a Senior Compliance Executive to join our proactive team at AJ FOX COMPLIANCE. In this role, you will work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and risk issues.Key Responsibilities:Collaborate with senior...
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Logistics Compliance Specialist
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Global Trade Compliance Specialist
1 month ago
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Global Trade Compliance Specialist
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Hertfordshire, United Kingdom Planet Pharma Full time**Job Title:** Global Trade Compliance Specialist**Job Description:**We are seeking a highly skilled Global Trade Compliance Specialist to join our Supply Chain and Logistics team in the UK. The successful candidate will be responsible for ensuring that all international trade activities are compliant with regulatory requirements, customs management, risk...