Director of Internal Compliance

Role Description:As International Compliance Director, you will be responsible for reviewing and challenging, overseeing, and managing compliance and operational risk for the Regional Information Security Office capabilities. You will work closely with both 1st and 2nd line global information security leaders, bringing deep technology subject matter...

Job TitleCompliance DirectorAbout the RoleWe are seeking a seasoned professional to spearhead our global compliance efforts as Compliance Director.Key ResponsibilitiesEstablish and maintain strategic relationships with regulatory bodies worldwide.Provide authoritative advisory coverage across all business desks globally, in collaboration with local...

Job Title: Compliance DirectorCompany Overview:We are seeking a seasoned Compliance Director to join our team at Compliance Professionals. The successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage of all business desks globally, and overseeing the implementation of global regulatory...

The Compliance Professionals is seeking a seasoned Compliance Director to oversee regulatory affairs and ensure the firm's policies and procedures remain effective.Responsibilities:Maintain knowledge of FCA regulations and guidelines pertaining to FX/CFD trading and financial services.Serve as the primary point of contact for regulatory inquiries and...

We are seeking a seasoned professional to spearhead our compliance efforts as the Compliance Director at Compliance Professionals.Key Responsibilities:Stay up-to-date with all pertinent FCA regulations and guidelines related to FX/CFD trading and financial services.Serve as the primary point of contact for regulatory inquiries, examinations, and other...

Job OverviewWe are seeking a seasoned Compliance Director to lead our compliance function and ensure adherence to FCA regulations.Key Responsibilities:Stay up-to-date on FCA regulations and ensure our policies and procedures remain effective and current.Serve as the primary point of contact for regulatory inquiries and examinations, maintaining excellent...

About the Job: Internal Compliance OfficerAJ Fox Compliance is seeking an experienced Internal Compliance Officer to join our team in London. This is an exciting opportunity for someone with a passion for compliance to support Senior Compliance professionals in internal risk management processes. The ideal candidate will have a strong understanding of SRA...

Job Title: Compliance Director - Control RoomThe estimated salary for this role is £130,000 per annum.About Us:We are Compliance Professionals looking to establish a control room in the UK.Job Overview:Build Control Room Team: Establish and lead the Control Room function, building a team from scratch.Policies and Procedures: Develop and implement robust...

At Compliance Wise, we are seeking an exceptional individual to lead our global Compliance function. The estimated salary for this role is $120,000 - $180,000 per year, depending on experience and qualifications. Located in London, UK, this position offers a unique opportunity to work with a leading international law firm and professional services...

Job Title: Compliance DirectorAj Fox Compliance is seeking an experienced compliance professional to lead our risk and compliance team in London. With a salary of £80,000 - £110,000 per annum, this role offers a unique opportunity to shape and lead a key function within a top-tier law firm.The successful candidate will oversee the client onboarding...

Job Title: Regulatory Compliance DirectorWe are seeking an experienced Regulatory Compliance Director to join our risk and compliance team in London.This is a great opportunity for a skilled compliance professional to take on a leadership role and drive our regulatory compliance strategy forward.Develop and implement effective regulatory compliance policies...

Job Description:Our client, a friendly and rapidly expanding mid-sized firm of Chartered Accountants, is looking for a Compliance Director - Financial Services to join their team. The role will involve managing all ICAEW requirements, ensuring internal processes and controls are in line with regulations, and overseeing Anti-Money Laundering reviews.The ideal...

Job DescriptionWe are seeking a highly experienced International Compliance Leader to join our team in London. This is an exciting opportunity for a compliance professional with a background in international law and/or professional services to lead our global Financial Crime, Regulatory Monitoring and Investigations team.The successful candidate will report...

Job SummaryWe are seeking a highly experienced International Executive Director to join our team as a key member of the Senior Leadership Team for Information Security Compliance and Operational Risk globally. This role will contribute to the strategy and successful delivery of services as part of an integrated cyber compliance and operational risk team.Key...

About the Role:We are seeking a skilled Regulatory Oversight Specialist to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection, with at least 10 years of experience in the compliance sector.Responsibilities:Ensure regulatory oversight and monitoring...

About Us Compliance Professionals is a world-leading specialist broker based in the City, offering a unique blend of expertise and innovation in compliance and regulatory affairs. Our team of experts works tirelessly to provide cutting-edge solutions to our clients, ensuring they remain compliant with all relevant regulations and minimize their exposure to...

Are you a seasoned compliance professional looking for a new challenge? We have an exciting opportunity at Compliance Wise for a Risk Management Director to join our global Compliance function. The estimated salary for this role is $150,000 - $220,000 per year, depending on experience and qualifications. Based in London, UK, this position offers a unique...

Job OverviewSovos Compliance is seeking a highly skilled Strategic Account Director to join our team. As a key member of our sales force, you will be responsible for generating new business opportunities and effectively managing internal enablement resources to work full sales cycles from initial contact to close and up-sell/cross-sell.About SovosSovos is a...

Job OverviewWe are seeking a highly experienced Compliance VP to join our team at Compliance Professionals. This is an exciting opportunity for a seasoned professional with expertise in Public Markets compliance.The role will suit someone with at least 6 years' experience in in-house Compliance roles, preferably with public markets oversight. The ideal...

Job TitleHead of ComplianceAbout the CompanyWe are seeking a highly experienced Head of Compliance to join our team at Compliance Professionals. As a leading Forex and CFD brokerage firm, we are dedicated to maintaining the highest standards of regulatory compliance.Key ResponsibilitiesStay up-to-date with all pertinent FCA regulations and ensure our...