Senior Onboarding and Risk Management Professional

2 days ago


London, Greater London, United Kingdom Saxo Bank Full time

Saxo Bank is seeking a skilled Financial Regulatory Compliance Specialist to join our team. As a key member of our compliance department, you will be responsible for ensuring the quality of client onboarding and Know Your Customer (KYC) processes for our global institutional business across all products.

About the Role:

This is a critical role that requires a deep understanding of regulatory requirements and policies. You will work closely with our teams to ensure that all client onboarding and KYC processes are compliant with relevant regulations and policies.

Key Responsibilities:
  • Conduct thorough reviews of client due diligence to ensure policy compliance
  • Analyze trends in quality reviews' results and provide training to the team as needed
  • Act as a Subject Matter Expert (SME) on negative media and PEP reviews, KYC policy, and relevant regulatory requirements
  • Support annual RCSA reviews and committee escalations
  • Participate in local and global onboarding-related projects
  • Maintain local procedures and work instructions to ensure alignment with process and regulatory changes
  • Collaborate with colleagues to align on best practices and quality delivery
What We Offer:

A competitive salary range of €60,000 - €80,000 per year, depending on experience

Opportunities for professional growth and development

A dynamic and collaborative work environment



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