Audit Compliance Specialist

4 days ago


City Of London, United Kingdom PRO-TAX RECRUITMENT LIMITED Full time

We are representing a high-growth professional services firm seeking to make a critical senior appointment. This firm, known for its dynamic, international focus, is confidentially searching for a seasoned Audit Director with a proven track record in audit compliance, leadership, and strategic management.

About the Firm:

Our client has expanded significantly, building a robust portfolio across multiple sectors, including technology and retail. They are private equity-backed, offering a different setup from traditional partnerships and providing a highly collaborative and entrepreneurial environment.

This is an opportunity to be part of a leadership team that has cultivated homegrown talent and fostered a culture of innovation, while continuing to grow an impressive audit department.

Job Description:

The Audit Director will oversee more complex, high-risk audits, ensuring compliance with regulatory frameworks and high-quality audit delivery. Key responsibilities include:

  • Leadership & Compliance: Oversee audit teams, ensuring all engagements meet compliance and quality standards.
  • Client Management: Manage a diverse portfolio, leading audits for high-growth, international clients.
  • Strategic Development: Contribute to the firm's audit strategy, aligning it with overall business objectives.
  • Team Mentorship: Support the development of rising talent, driving a culture of continuous learning and excellence.
  • Business Development: Play an active role in expanding the firm's client base, leveraging existing networks and identifying new opportunities.
Requirements:
  • Post-RI experience (5-7 years).
  • Strong knowledge of audit software (CaseWare preferred) and financial reporting frameworks (IFRS, FRS102).
  • A proven ability to manage significant audit projects and diverse client portfolios.
  • ACA or ACCA qualification.
  • Ability to lead teams, deliver complex audits, and contribute to business development efforts.
Benefits:
  • A competitive salary package, estimated at £130,000 - £160,000 per annum.
  • Participation in the firm's share scheme and a discretionary bonus.
  • Hybrid working arrangement, with 2 days in-office and 3 days remote.
  • Opportunities for international travel and exposure to various high-growth sectors.
  • A comprehensive benefits package, including private medical insurance and pension.


  • London, Greater London, United Kingdom Paritas Recruitment - Audit Full time

    Audit Lloyd's Coverholders and Third-Party AdministratorsAs an audit specialist, you will be responsible for conducting thorough audits of Claims and Underwriting, Property & Casualty files. It is essential that applicants are proficient in auditing Claims/Underwriting Property & Casualty files, ensuring accurate and compliant records. Key...


  • London, Greater London, United Kingdom National Audit Office Full time

    Job OverviewThe Audit and Compliance Administrator role is an exciting opportunity to join our team at the National Audit Office. As a key member of our freedom of information and correspondence team, you will be responsible for supporting teams with advice and guidance, responding to telephone calls and emails, and managing copyright and reuse...

  • Audit Specialist

    3 weeks ago


    London, Greater London, United Kingdom National Audit Office Full time

    Role OverviewThe National Audit Office seeks a highly skilled Auditor to support our mission to hold government to account and improve public services. As a key member of our team, you will contribute to driving long-term sustainable improvement in public service delivery.Key ResponsibilitiesUtilise technical financial reporting to assess accounting...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Summary:We are seeking a highly skilled Compliance Monitoring Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for assisting in the development and annual planning of the Compliance Monitoring Plan, independently scoping and planning all assigned reviews, and executing all assigned monitoring...

  • Compliance Specialist

    3 weeks ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Role Overview:We are seeking a skilled Junior Compliance Officer to support the monitoring and assessment of compliance with regulatory requirements and internal policies at a boutique wholesale bank.Key Responsibilities:Support the development and implementation of compliance policies and procedures.Conduct periodic compliance reviews and audits to ensure...


  • London, Greater London, United Kingdom Bank of America Full time

    Job OverviewWe are seeking an experienced Audit Compliance Specialist to join our Global Markets team. As a key member of our audit team, you will be responsible for conducting audits across EMEA, executing multiple areas of test work, and identifying opportunities for automation and continuous monitoring.Key Responsibilities


  • City Of London, United Kingdom R&A Consultants Ltd Full time

    Role Overview:R&A Consultants Ltd is seeking a Compliance Management Specialist to maintain and enhance compliance protocols across multiple sites, ensuring all operations adhere to relevant laws, regulations, and industry standards.This hands-on role involves supporting site teams, conducting audits, and driving compliance initiatives. The successful...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    **About Compliance Professionals**We are a reputable brokerage firm based in the City, seeking a highly skilled Financial Markets Compliance Specialist to join our team on an FTC basis.**Estimated Salary:** £60,000 - £80,000 per annum, depending on experience**Job Description:**Key ResponsibilitiesMonitor and address market surveillance alerts and...


  • London, Greater London, United Kingdom Michael Page (UK) Full time

    Job Title: Audit Compliance SpecialistWe are seeking an experienced Audit Compliance Specialist to join our team in the UK. The role involves performing firm-wide and thematic review work, identifying key findings, and presenting effectively to audit firms to achieve change. This is an exciting opportunity to contribute to firm relationships and inspection...


  • London, Greater London, United Kingdom AJ Fox Compliance Full time

    Job DescriptionAt AJ Fox Compliance, we are seeking a highly skilled Compliance Risk Specialist to join our legal team in London. This role will support the Compliance team in their legal and regulatory duties.Key Responsibilities:Conduct Customer Due Diligence (CDD) for various clients, including individuals, companies, and trusts.Perform risk assessments...


  • London, Greater London, United Kingdom BDO UK LLP Full time

    Job Title: Audit Compliance SpecialistAbout the Role:As an Audit Compliance Specialist at BDO UK LLP, you will play a crucial role in ensuring the accuracy and reliability of our financial reporting. Your expertise in financial reporting standards and company legislation will be instrumental in helping us deliver high-quality audits.Key Responsibilities:*...


  • London, Greater London, United Kingdom Sayer Vincent Full time

    We're Sayer Vincent, a specialist audit firm dedicated to social justice. We're looking for a Compliance Officer to support our technical teams in delivering high-quality services.About the RoleThe Compliance Officer will work closely with the Head of Change and Operations to ensure our technical teams comply with quality, auditing, and ethical standards....

  • Risk Governance

    5 days ago


    London, Greater London, United Kingdom Risk & Compliance Platform Full time

    About the CompanyRisk & Compliance Platform is a leading provider of risk and compliance solutions to businesses across various industries. We pride ourselves on delivering high-quality services that meet the needs of our clients.About the RoleWe are currently seeking a highly skilled Risk Governance & Compliance Specialist to join our team. The successful...


  • London, Greater London, United Kingdom Barclay Simpson Full time

    Job DescriptionWe are seeking an IT Audit and Compliance Specialist to join our team in the first line controls assurance department. This position involves developing and implementing an approach to testing of controls and quality control across the Technology division.The ideal candidate will have experience in designing, implementing and delivering...


  • London, Greater London, United Kingdom Northern Trust Corporation Full time

    About Northern Trust CorporationAs a leading global financial institution, Northern Trust Corporation has been in continuous operation since 1889. With over 130 years of financial experience and a strong commitment to innovation, we provide expert financial services and guidance to the world's most successful individuals, families, and institutions.The Role:...

  • Head of Compliance

    5 months ago


    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is an asset and wealth management specialist. They are looking for a Head of Compliance & MLRO to join the London-based team on a part-time basis. **THE RESPONSIBILITIES**: - Continued development and implementation of a comprehensive compliance program, ensuring the business remains compliant with all relevant laws,...

  • Head of Compliance

    5 months ago


    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is an asset and wealth management specialist. They are looking for a Head of Compliance & MLRO to join the London-based team. This is a great opportunity for someone to step up in to ‘Head of’ role. **THE RESPONSIBILITIES**: - Continued development and implementation of a comprehensive compliance program, ensuring the...


  • Metropolitan Borough of Solihull, United Kingdom Royal Star & Garter Full time

    About UsWe are a reputable care provider dedicated to delivering exceptional services to our residents. Our team is passionate about providing a safe, supportive, and enriching environment that promotes their physical, emotional, and social well-being.As part of our commitment to excellence, we are seeking an experienced Audit and Compliance Specialist to...

  • Compliance Advisor

    6 months ago


    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is full-service investment brokerage company based in the City. With an international presence and a strong compliance culture, they are an excellent employer. **THE RESPONSIBILITIES**: - Review/audit/investigation requests from Exchanges and Regulators - FATCA and CRS Audit and Advisory; ad hoc tax projects - Research in...


  • London, Greater London, United Kingdom Halliday Marx Full time

    **Job Description**We are looking for an experienced Audit and Compliance Specialist to join our team at Halliday Marx.In this role, you will lead allocated portfolios, meet deliverables on time, and review year end accounts. You will also assist junior staff on audit assignments and review accounts, working papers for smaller clients.Key qualifications...