Current jobs related to Senior Compliance Manager - London, Greater London - Verto


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Senior Wealth Management Compliance SpecialistJob Summary: We are seeking a highly skilled Senior Wealth Management Compliance Specialist to join our team at Compliance Professionals. As a Senior Wealth Management Compliance Specialist, you will be responsible for leading the onboarding process for wealth management clients, ensuring compliance...

  • Compliance Manager

    4 weeks ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Our global fintech banking group is seeking a seasoned Compliance Manager to lead regulatory horizon scanning and provide risk-based analysis to inform strategic decisions. The ideal candidate will drive regulatory change projects, deliver clear progress reporting to senior management, and champion the bank's approach to Consumer Duty. Key responsibilities...

  • Compliance Manager

    4 weeks ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Our global fintech banking group is seeking a seasoned Compliance Manager to lead regulatory horizon scanning and provide risk-based analysis to inform strategic decisions. The ideal candidate will drive regulatory change projects, deliver clear progress reporting to senior management, and champion the bank's approach to Consumer Duty. Key responsibilities...

  • Compliance Manager

    4 weeks ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Our global fintech banking group is seeking a seasoned Compliance Manager to lead regulatory horizon scanning and provide risk-based analysis to inform strategic decisions. The ideal candidate will drive regulatory change projects, deliver clear progress reporting to senior management, and champion the bank's approach to Consumer Duty. Key responsibilities...

  • Compliance Manager

    4 weeks ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Our global fintech banking group is seeking a seasoned Compliance Manager to lead regulatory horizon scanning and provide risk-based analysis to inform strategic decisions. The ideal candidate will drive regulatory change projects, deliver clear progress reporting to senior management, and champion the bank's approach to Consumer Duty. Key responsibilities...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Senior Compliance SpecialistWe are seeking a highly skilled Senior Compliance Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for providing management information and attending relevant internal meetings, responding to queries from across the business relating to SMCR matters, advising business...


  • London, Greater London, United Kingdom AJ Fox Compliance Full time

    Job DescriptionWe are seeking a highly skilled AML and Compliance Senior Specialist to join our team at AJ Fox Compliance. This role involves conducting thorough AML checks, ensuring compliance with our firm's policies by reviewing documentation and performing risk assessments for new and reopened clients.The ideal candidate will have a strong background in...


  • London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Job Title: Senior Compliance Advisory ManagerWe are seeking a highly skilled Compliance Advisory Manager to assist a leading Investments & Pensions company on a new project. The role involves reviewing operational SOPs, suggesting amendments, and implementing changes as required. The Compliance Advisory Manager will also engage with regulators and provide...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Job DescriptionWe are seeking a highly skilled Senior Compliance Executive to join our proactive team at AJ FOX COMPLIANCE. In this role, you will work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and risk issues.Key...

  • Compliance Manager

    2 months ago


    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Compliance Manager Job DescriptionAJ FOX COMPLIANCE is seeking an experienced Compliance Manager to lead their new risk and compliance team. This is a fantastic opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.Key Responsibilities:Oversee the client onboarding process, ensuring...

  • Compliance Manager

    2 months ago


    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Compliance Manager Job DescriptionAJ FOX COMPLIANCE is seeking an experienced Compliance Manager to lead their new risk and compliance team. This is a fantastic opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.Key Responsibilities:Oversee the client onboarding process, ensuring...

  • Compliance Manager

    3 weeks ago


    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Compliance ManagerOur client, a prestigious law firm based in London, is seeking an experienced Compliance Manager to lead their new risk and compliance team. This is a fantastic opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.Key Responsibilities:Oversee the client onboarding...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    We're looking for a Senior Compliance Specialist to join AJ FOX COMPLIANCE as part of our prestigious full-service law firm. This is a fantastic opportunity for someone looking to develop their compliance career, with hands-on experience in AML, conflicts management, and other regulatory matters.This diverse and engaging role allows an ambitious individual...


  • London, Greater London, United Kingdom AJ Fox Compliance Full time

    Job DescriptionWe're seeking a highly skilled Senior Risk and Compliance Analyst to join our team at AJ Fox Compliance. This is a fantastic opportunity for someone looking to develop their compliance career and gain hands-on experience with a variety of compliance areas, including AML, conflicts management, and other regulatory matters.This diverse and...

  • Compliance Manager

    2 months ago


    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Compliance Manager Job DescriptionOur prestigious law firm in London is seeking an experienced Compliance Manager to lead their new risk and compliance team. This is a fantastic opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.As the Compliance & Risk Manager, you'll be...

  • Compliance Manager

    2 months ago


    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Compliance Manager Job DescriptionOur prestigious law firm in London is seeking an experienced Compliance Manager to lead their new risk and compliance team. This is a fantastic opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.As the Compliance & Risk Manager, you'll be...


  • London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring AssociateCompliance Recruitment Solutions is seeking a highly skilled Senior Compliance Monitoring Associate to join their dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be responsible for:Delivering the annual compliance monitoring programme by undertaking...


  • London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring AssociateCompliance Recruitment Solutions is seeking a highly skilled Senior Compliance Monitoring Associate to join their dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be responsible for:Delivering the annual compliance monitoring programme by undertaking...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Compliance Manager/Senior ManagerOur client, a prestigious law firm based in London, is seeking an experienced Compliance Manager to lead their new risk and compliance team. This is a fantastic opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.Key Responsibilities:Oversee the...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Compliance Manager/Senior ManagerOur client, a prestigious law firm based in London, is seeking an experienced Compliance Manager to lead their new risk and compliance team. This is a fantastic opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.Key Responsibilities:Oversee the...

Senior Compliance Manager

2 months ago


London, Greater London, United Kingdom Verto Full time
Job Title: Senior Compliance Manager / DMLRO

We are seeking an experienced Senior Compliance Manager / DMLRO to join our team at Verto. As a key member of our compliance function, you will play a crucial role in ensuring that our company operates within legal and regulatory guidelines.

Key Responsibilities:
  • Develop and implement compliance programs, policies, and procedures in accordance with applicable laws, regulations, and industry standards.
  • Conduct regular gap assessments and risk analyses to identify areas of improvement and enhance the effectiveness of our compliance program.
  • Collaborate with cross-functional teams to integrate compliance requirements into business processes and product development.
  • Monitor changes in regulatory requirements and assess their impact on the firm's compliance program.
  • Coordinate with relevant stakeholders to ensure timely implementation of regulatory updates and enhancements to compliance processes and procedures.
Requirements:
  • At least five years of relevant experience in compliance roles, with a strong understanding of regulatory requirements and industry best practices.
  • Strong analytical and problem-solving skills, with the ability to identify and mitigate compliance risks.
  • Excellent communication and interpersonal skills, with the ability to work effectively with cross-functional teams and stakeholders.
  • Ability to work in a fast-paced environment and adapt to changing regulatory requirements.
What We Offer:
  • A dynamic and supportive work environment with opportunities for professional growth and development.
  • A competitive salary and benefits package.
  • The chance to work with a leading fintech company that is making a real impact in the industry.