Compliance and Operations Specialist

4 days ago


Cardiff, Cardiff, United Kingdom TEMPLEGATE RECRUITMENT LIMITED Full time

The Compliance and Operations Specialist role at Templegate Recruitment Limited requires a highly organized and detail-oriented individual with a strong background in pensions and investments. The successful candidate will have at least 5 years of experience in an IFA administrative role and will be responsible for maintaining up-to-date client records within Intelligent Office (IO) and processing new business applications.

The ideal candidate will have excellent communication skills, both written and verbal, and will be proficient in Intelligent Office (IO). They will also have a strong understanding of pensions and investments and be able to prepare necessary documentation for adviser-client meetings.

A salary of around £42,000 - £52,000 per annum reflects the importance of this position and the need for a skilled administrative professional. Key responsibilities include maintaining up-to-date client records, processing new business applications, preparing necessary documentation for adviser-client meetings, and acting as a point of contact between advisers and clients.

The ideal candidate will be confident, organized, and able to work independently. They will also have excellent time management skills and be able to prioritize tasks effectively.



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