Compliance Professional
2 weeks ago
We are excited to offer a Compliance Professional position in our investment sector team at Trace. As a Compliance Assistant, you will play a critical role in ensuring that our clients meet regulatory requirements and maintain high standards of compliance. Your primary responsibilities will include providing regulatory updates, drafting ICAAP Assessments, and reviewing Non-Disclosure Agreements.
To succeed in this role, you will need a strong understanding of compliance regulations and excellent communication skills. Experience in a similar role is highly desirable, as is a law degree. However, we are open to applications from candidates with transferable skills and a willingness to learn.
The estimated salary for this position is £37,500, which reflects the level of responsibility and expertise required. In addition to your salary, you can expect a comprehensive benefits package, including opportunities for career progression and professional development. If you are a driven individual who is passionate about compliance, please apply today.
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Chief Compliance Professional
2 weeks ago
London, Greater London, United Kingdom Compliance Wise Full timeWe are seeking an exceptional Chief Compliance Professional to lead our global Compliance function at Compliance Wise. The estimated salary for this role is $140,000 - $200,000 per year, depending on experience and qualifications. Located in London, UK, this position offers a unique opportunity to work with a leading international law firm and professional...
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Banking Compliance Professional
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are looking for an experienced Banking Compliance Professional to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial crime and regulatory compliance.Key Responsibilities:Develop and implement effective control frameworks to prevent or detect financial crime.Collaborate with colleagues to review and...
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Compliance Professional
6 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob DescriptionA prestigious law firm in London is seeking a Compliance Professional to support senior compliance professionals in internal risk management processes.This role involves working closely with firm-wide staff to ensure timely responses to enquiries and supporting various compliance teams. We require someone with previous experience in a similar...
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Global Compliance Professional
3 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Summary:We are looking for a seasoned Compliance Officer to join our team at Compliance Professionals. In this role, you will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements. If you have a strong background in compliance and a passion for staying up-to-date with regulatory changes, we...
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Compliance Professional
6 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe are looking for a Compliance Professional to join our team at AJ FOX COMPLIANCE in London.The ideal candidate will have experience in law firm risk and compliance, a solid understanding of AML and counter-terrorist financing, and familiarity with using AML databases.The salary for this role is estimated to be around £55,000 - £75,000 per annum,...
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Compliance Professional
2 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob DescriptionA seasoned professional is sought after to fill the role of Compliance Officer within AJ FOX COMPLIANCE, an International law firm. The ideal candidate will have expertise in Anti-Money Laundering (AML) sanctions and compliance.This exciting opportunity offers a remote working arrangement, allowing the selected individual to work from anywhere...
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Professional Compliance Trainer
6 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeWealth Management Training SpecialistCompliance Professionals seeks a skilled Wealth Management Training Specialist to join our team in the UK. As a key member of our compliance department, you will play a vital role in ensuring our wealth management services meet the highest standards.**Job Description:**Provide ongoing assessment of adviser competence in...
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Compliance and Governance Professional
2 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAJ FOX COMPLIANCE is seeking a talented Compliance and Governance Professional to join their Risk & Compliance team in London.The successful candidate will have experience in law firm regulation, complaints handling or commercial contracts, and be able to assist Senior staff in addressing strategic and operational issues.Responsibilities include...
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Compliance Support Professional
6 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAj Fox Compliance requires a Compliance Officer to support Senior Compliance professionals in core internal risk management processes.Key responsibilities include:Collaborating with other compliance-based teams to support key functionsAd-hoc research/administrative tasksWriting articles on compliance for internal guidance purposesA successful candidate will...
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AML Compliance Professional
1 week ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAs an AML Compliance Professional at AJ FOX COMPLIANCE, you will play a critical role in managing the firm's legal and regulatory obligations. Key responsibilities include performing conflict searches, resolving issues, and escalating where necessary.AML Legislation Expertise: Identify and verify new clients, assessing AML, sanctions, and Customer Due...
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Compliance Risk Professional
5 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeResponsibilitiesCompliance Controls: Perform regular reviews of client onboarding and periodic account review as second line of defence, ensuring adherence to Company's Financial Crime CMP.Policies and Procedures: Develop and update FCC Policies and Procedures in accordance with local requirements and Group standards, policies and procedures.Risk Management:...
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Risk and Compliance Professional
3 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAbout AJ FOX COMPLIANCEOur prestigious law firm based in London is seeking an experienced Financial Crime Prevention Manager to lead their new risk and compliance team. This is a fantastic opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.Main Responsibilities:Supervising and...
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Risk Management and Compliance Professional
2 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe are looking for a Risk Management and Compliance Professional to join our team at AJ FOX COMPLIANCE. As a Risk Management and Compliance Professional, you will be responsible for managing the firm's legal and regulatory obligations, identifying and verifying new clients, conducting screenings of PEPs, sanctions issues and other regulatory risks, and...
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Compliance and Data Protection Professional
6 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob OverviewWe are seeking an experienced Compliance and Data Protection Professional to join our small but dynamic team. This is a fantastic opportunity to broaden your skill set and work alongside a senior compliance lawyer and the head of risk who is also the DPO.In this role, you will be responsible for drafting, monitoring, and advising on compliance...
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Compliance Lead
2 weeks ago
London, Greater London, United Kingdom Compliance Wise Full timeAt Compliance Wise, we are seeking an exceptional individual to lead our global Compliance function. The estimated salary for this role is $120,000 - $180,000 per year, depending on experience and qualifications. Located in London, UK, this position offers a unique opportunity to work with a leading international law firm and professional services...
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Compliance Director
6 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewWe are seeking a highly experienced Compliance VP to join our team at Compliance Professionals. This is an exciting opportunity for a seasoned professional with expertise in Public Markets compliance.The role will suit someone with at least 6 years' experience in in-house Compliance roles, preferably with public markets oversight. The ideal...
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Compliance Director
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a seasoned professional to spearhead our compliance efforts as the Compliance Director at Compliance Professionals.Key Responsibilities:Stay up-to-date with all pertinent FCA regulations and guidelines related to FX/CFD trading and financial services.Serve as the primary point of contact for regulatory inquiries, examinations, and other...
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Compliance Associate
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are looking for a skilled Compliance Associate to join our team at Compliance Professionals. Based in the city, this role offers a unique opportunity to work with an institutional commodities broker.Job DescriptionSupport Ongoing Annual Compliance Programme Delivery: Assist in reviewing policies and procedures, suggest improvements, and communicate with...
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Compliance Manager
7 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. As a key member of our financial crime compliance team, you will play a critical role in ensuring the integrity of our business operations.
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Senior Legal Compliance Professional
6 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAbout the Role: As a Senior Financial Crime Manager, you will play a key role in shaping the firm's compliance strategy and ensuring that our clients' financial transactions comply with relevant laws and regulations.Key Responsibilities:Policy Development: Collaborate on the evolution and implementation of financial crime and AML policies.Training and...