Internal Audit and Quality Assurance Manager
1 month ago
About the Role:
We are seeking a highly skilled and experienced professional to join our team as an Internal Audit, Quality Assurance, VP. As a key member of our organization, you will be responsible for ensuring the effective implementation and maintenance of our quality assurance processes, providing assurance that our wholesale credit risk management practices are robust and compliant with regulatory requirements.
Key Responsibilities:
- Support the Regional Leads of In-Business QA in implementing and delivering a robust Quality Assurance function in accordance with the coverage universe.
- Provide effective and credible challenge during QARs to Business Region Heads and Portfolio Managers, ensuring that weaknesses in processes are identified and escalated as appropriate.
- Support the execution of consistent and objective assessments during QARs, covering Institutional and Commercial Banking in Taiwan.
- Assist in preparing Quality Assurance Reports to WCR management, communicating and measuring results, and identifying negative trends and potential solutions.
- Interact with Underwriting and 1LOD functions to ensure quality assurance protocols are adequate for all portfolios.
- Support the establishment of WCR In-Business QA policies, procedures, risk assessment, and controls to drive effective QA coverage and standards.
- Stay up-to-date with relevant changes to rules and regulations and industry news, including regulatory findings.
Requirements:
- Demonstrable strong assurance experience, including relevant years in corporate banking, credit risk management, internal audit, loan review, or quality assurance review function at an investment or large commercial bank.
- Knowledge of Wholesale Credit Processes and organizational awareness, portfolios, and processes.
- Understanding of policies and procedures with the ability to execute change seamlessly.
- Reasonable grasp of the markets and lending wholesale credit risk covered process, to evaluate findings within the Quality Assurance process, determine materiality, and partnering with In-Business Credit Risk for ongoing improvement, problem detection, and sustainable remediation.
- Strong background on core credit analysis for large corporate and finance industries to properly evaluate process and quality breaks within the quality assurance function.
- Ideally, credit officer or analyst or credit risk background, with experience on day-to-day credit functions associated with analysts and risk approval.
- High awareness and adherence to the control environment, including Quality Assurance.
Competencies:
- Highly effective interpersonal skills, with the ability to build relationships and exert influence with and without direct authority with Senior Levels of Management.
- Advanced Microsoft Office (Word, Excel, and PowerPoint) skills.
Qualifications:
- BA/BSc or higher degree in Business (MBA), or any other related subject.
Benefits:
- 27 Annual leave days plus all national bank holidays.
- Non-contributory Pension scheme.
- Bupa Private Medical scheme.
- Discretionary Market competitive bonus scheme.
- Hybrid Working model (dependent on role).
Job Family Group: Risk Management
Job Family: Business Risk & Control
Time Type: Full time
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