Internal Audit and Quality Assurance Manager

3 weeks ago


London, Greater London, United Kingdom Illinois CPA Society Full time
Job Title: Internal Audit and Quality Assurance Manager

Join our team as an Internal Audit and Quality Assurance Manager, where you will play a critical role in ensuring the quality and integrity of our wholesale credit risk management processes.

About the Role:

We are seeking a highly skilled and experienced professional to lead our In-Business Quality Assurance function. As a key member of our team, you will be responsible for verifying that established standards and processes are followed and consistently applied across our wholesale credit risk management operations.

Key Responsibilities:
  • Support the Regional Leads of In-Business QA in implementing and delivering a robust Quality Assurance function in accordance with the coverage universe.
  • Provide effective and credible challenge during QARs to Business Region Heads and Portfolio Managers, ensuring that weaknesses in processes are identified and escalated as appropriate.
  • Support the execution of consistent and objective assessments during QARs, covering Institutional and Commercial Banking in Taiwan.
  • Assist in preparing Quality Assurance Reports to WCR management, communicating and measuring results, and identifying negative trends and potential solutions.
  • Interact with Underwriting and 1LOD functions to ensure that quality assurance protocols are adequate for all portfolios.
  • Support the establishment of WCR In-Business QA policies, procedures, risk assessment, and controls to drive effective QA coverage and standards.
  • Stay abreast of relevant changes to rules, regulations, and industry news, including regulatory findings.
Requirements:
  • Demonstrable strong assurance experience, including relevant years in corporate banking, credit risk management, internal audit, loan review, or quality assurance review function at an investment or large commercial bank.
  • Knowledge of Wholesale Credit Processes and organizational awareness, portfolios, and processes.
  • Understanding of policies and procedures with the ability to execute change seamlessly.
  • Reasonable grasp of the markets and lending wholesale credit risk covered process, to evaluate findings within the Quality Assurance process, determine materiality, and partnering with In-Business Credit Risk for ongoing improvement, problem detection, and sustainable remediation.
  • Strong background on core credit analysis for large corporate and finance industries to properly evaluate process and quality breaks within the quality assurance function.
  • Ideally, credit officer or analyst or credit risk background, with experience on day-to-day credit functions associated with analysts and risk approval.
  • High awareness and adherence to the control environment, including Quality Assurance.
Competencies:
  • Highly effective interpersonal skills, with the ability to build relationships and exert influence with and without direct authority with Senior Levels of Management.
  • Advanced Microsoft Office (Word, Excel, and PowerPoint) skills.
Qualifications:
  • BA/BSc or higher degree in Business (MBA), or any other related subject.
Benefits:
  • 27 Annual leave days plus all national bank holidays.
  • Non-contributory Pension scheme.
  • Bupa Private Medical scheme.
  • Discretionary Market competitive bonus scheme.
  • Hybrid Working model (dependent on role).


  • London, Greater London, United Kingdom Paritas Recruitment - Audit Full time

    Job DescriptionThe core responsibility of the Audit Manager will be to execute and deliver audits whilst supporting the Head of Audit with the audit planning process and building collaborative relationships with key stakeholders.Key Responsibilities:Executing and delivering audits to ensure high-quality resultsSupporting the Head of Audit with audit planning...


  • London, Greater London, United Kingdom Paritas Recruitment - Audit Full time

    Job DescriptionThe core responsibility of the Audit Manager will be to execute and deliver audits whilst supporting the Head of Audit with the audit planning process and building collaborative relationships with key stakeholders.Key Responsibilities:Executing and delivering audits to ensure high-quality resultsSupporting the Head of Audit with audit planning...


  • London, Greater London, United Kingdom Audit & Risk Recruitment Full time

    Internal Auditor OpportunityAudit and Risk Recruitment is seeking an experienced Internal Auditor to join their team. This role will provide the opportunity to work closely with the Head of Internal Audit on a variety of audits across the business.The successful candidate will have a strong background in internal audit, with a minimum of 2 years of...


  • London, Greater London, United Kingdom Audit & Risk Recruitment Full time

    Internal Auditor OpportunityAudit and Risk Recruitment is seeking an experienced Internal Auditor to join their team. This role will provide the opportunity to work closely with the Head of Internal Audit on a variety of audits across the business.The successful candidate will have a strong background in internal audit, with a minimum of 2 years of...


  • London, Greater London, United Kingdom Paritas Recruitment - Audit Full time

    As an Internal Audit Specialist at Paritas Recruitment - Audit, you will be utilised on co-sourced or outsourced internal audit engagements with the firm's end clients.Applicants should be professionally qualified internal auditors, e.g. ACA, ACCA, CIA etc with experience of working within internal audit for large corporates, e.g. FTSE 100 or equivalent...


  • London, Greater London, United Kingdom Regulatory and Quality Solutions LLC (R&Q) Full time

    Job Title: Quality Assurance ManagerRegulatory and Quality Solutions LLC (R&Q) is seeking a highly skilled Quality Assurance Manager to join our team. As a Quality Assurance Manager, you will be responsible for developing and improving Quality systems in compliance with requirements through auditing, gap assessment, remediation, and including management and...


  • London, Greater London, United Kingdom Regulatory and Quality Solutions LLC (R&Q) Full time

    Job Title: Quality Assurance ManagerRegulatory and Quality Solutions LLC (R&Q) is seeking a highly skilled Quality Assurance Manager to join our team. As a Quality Assurance Manager, you will be responsible for developing and improving Quality systems in compliance with requirements through auditing, gap assessment, remediation, and including management and...


  • London, Greater London, United Kingdom Paritas Recruitment - Audit Full time

    Asset Management Audit Manager OpportunityWe are seeking an experienced Audit Manager to join our Asset Management team in London.The successful candidate will be responsible for executing and delivering audits, supporting the Head of Audit with audit planning, and building relationships with key stakeholders.Applicants must have a background in internal...


  • London, Greater London, United Kingdom Paritas Recruitment - Audit Full time

    Asset Management Audit Manager OpportunityWe are seeking an experienced Audit Manager to join our Asset Management team in London.The successful candidate will be responsible for executing and delivering audits, supporting the Head of Audit with audit planning, and building relationships with key stakeholders.Applicants must have a background in internal...


  • London, Greater London, United Kingdom Illinois CPA Society Full time

    Job Title: Internal Audit, Quality Assurance, VPAbout the Role:We are seeking a highly skilled and experienced professional to join our team as an Internal Audit, Quality Assurance, VP. As a key member of our organization, you will be responsible for ensuring the effective implementation and maintenance of our quality assurance processes, providing assurance...


  • London, Greater London, United Kingdom Illinois CPA Society Full time

    Job Title: Internal Audit, Quality Assurance, VPAbout the Role:We are seeking a highly skilled and experienced professional to join our team as an Internal Audit, Quality Assurance, VP. As a key member of our organization, you will be responsible for ensuring the effective implementation and maintenance of our quality assurance processes, providing assurance...


  • London, Greater London, United Kingdom Illinois CPA Society Full time

    Job Title: Internal Audit, Quality Assurance, VPAbout the Role:We are seeking a highly skilled and experienced professional to join our team as an Internal Audit, Quality Assurance, VP. As a key member of our organization, you will be responsible for ensuring the effective implementation of quality assurance protocols and risk management practices across our...


  • London, Greater London, United Kingdom Illinois CPA Society Full time

    Job Title: Internal Audit, Quality Assurance, VPAbout the Role:We are seeking a highly skilled and experienced professional to join our team as an Internal Audit, Quality Assurance, VP. As a key member of our organization, you will be responsible for ensuring the effective implementation of quality assurance protocols and risk management practices across our...

  • Internal Audit Manager

    2 months ago


    London, Greater London, United Kingdom Paritas Recruitment - Audit Full time

    Job Title: Internal Audit ManagerAbout the Role:We are seeking an experienced Internal Audit Manager to join our team at Paritas Recruitment - Audit. As an Internal Audit Manager, you will be responsible for leading the internal audit function and ensuring that our client's financial statements are accurate and reliable.Key Responsibilities:Lead the internal...


  • London, Greater London, United Kingdom Paritas Recruitment - Audit Full time

    Internal Audit Manager OpportunityParitas Recruitment - Audit is working with a leading Investment Management firm to find an experienced Internal Audit Manager to join their team in London.We are seeking a highly skilled professional with 5+ years of Asset Management Internal Audit experience from a well-established audit department. The successful...


  • London, Greater London, United Kingdom Paritas Recruitment - Audit Full time

    Internal Audit Manager Opportunity at a Leading Investment Management FirmWe are working with a prominent Investment Management firm in London who are seeking an experienced Internal Audit Manager to join their team.The ideal candidate will have a strong background in Asset Management Internal Audit, with a minimum of 5 years of experience in a...


  • London, Greater London, United Kingdom Paritas Recruitment - Audit Full time

    Internal Audit Manager Opportunity at a Leading Investment Management FirmWe are working with a prominent Investment Management firm in London who are seeking an experienced Internal Audit Manager to join their team.The ideal candidate will have a strong background in Asset Management Internal Audit, with a minimum of 5 years of experience in a...


  • London, Greater London, United Kingdom Northern Trust Corporation Full time

    {"title": "Audit Quality Assurance Manager", "subtitle": "Join Northern Trust Corporation", "content": "At Northern Trust Corporation, we are committed to excellence in our audit practices and are seeking a highly skilled Audit Quality Assurance Manager to join our team.The successful candidate will be responsible for maintaining and executing the Quality...


  • London, Greater London, United Kingdom Northern Trust Corporation Full time

    {"title": "Audit Quality Assurance Manager", "subtitle": "Join Northern Trust Corporation", "content": "At Northern Trust Corporation, we are committed to excellence in our audit practices and are seeking a highly skilled Audit Quality Assurance Manager to join our team.The successful candidate will be responsible for maintaining and executing the Quality...


  • London, Greater London, United Kingdom Paritas Recruitment - Audit Full time

    Internal Audit Manager Opportunity at a Leading Investment Management FirmWe are working with a prominent Investment Management firm who are seeking an experienced Internal Audit Manager to join their team in London.The ideal candidate will have a strong background in Asset Management Internal Audit, with a minimum of 5 years of experience in a...