Internal Audit and Quality Assurance Manager
5 days ago
About the Role:
We are seeking a highly skilled and experienced professional to join our team as an Internal Audit, Quality Assurance, VP. As a key member of our organization, you will be responsible for ensuring the effective implementation of quality assurance protocols and risk management practices across our wholesale credit risk management function.
Key Responsibilities:
- Support the Regional Leads of In-Business QA in implementing and delivering a robust Quality Assurance function in accordance with the coverage universe.
- Provide effective and credible challenge during QARs to Business Region Heads and Portfolio Managers, ensuring that weaknesses in processes are identified and escalated as appropriate.
- Support the execution of consistent and objective assessments during QARs, covering Institutional and Commercial Banking in Taiwan.
- Assist in preparing Quality Assurance Reports to WCR management, communicating and measuring results, and identifying negative trends and potential solutions.
- Interact with Underwriting and 1LOD functions to ensure quality assurance protocols are adequate for all portfolios.
- Support the establishment of WCR In-Business QA policies, procedures, risk assessment, and controls to drive effective QA coverage and standards.
- Stay up-to-date with relevant changes to rules and regulations and industry news, including regulatory findings.
Requirements:
- Demonstrable strong assurance experience, including relevant years in corporate banking, credit risk management, internal audit, loan review, or quality assurance review function at an investment or large commercial bank.
- Knowledge of Wholesale Credit Processes and organizational awareness, portfolios, and processes.
- Understanding of policies and procedures with the ability to execute change seamlessly.
- Reasonable grasp of the markets and lending wholesale credit risk covered process, to evaluate findings within the Quality Assurance process, determine materiality, and partnering with In-Business Credit Risk for ongoing improvement, problem detection, and sustainable remediation.
- Strong background on core credit analysis for large corporate and finance industries to properly evaluate process and quality breaks within the quality assurance function.
- Ideally, credit officer or analyst or credit risk background, with experience on day-to-day credit functions associated with analysts and risk approval.
- High awareness and adherence to the control environment, including Quality Assurance.
Competencies:
- Highly effective interpersonal skills, with the ability to build relationships and exert influence with and without direct authority with Senior Levels of Management.
- Advanced Microsoft Office (Word, Excel, and PowerPoint) skills.
Qualifications:
- BA/BSc or higher degree in Business (MBA), or any other related subject.
Benefits:
- 27 Annual leave days plus all national bank holidays.
- Non-contributory Pension scheme.
- Bupa Private Medical scheme.
- Discretionary Market competitive bonus scheme.
- Hybrid Working model (dependent on role).
Job Family Group: Risk Management
Job Family: Business Risk & Control
Time Type: Full time
-
Internal Audit Specialist
1 week ago
London, Greater London, United Kingdom Audit & Risk Recruitment Full timeInternal Auditor RoleAt Audit and Risk Recruitment, we are seeking an experienced Internal Auditor to join our client's audit department. As a key member of the team, you will be responsible for conducting audits across the business, providing independent assurance over the control environment, and identifying areas for improvement.This is a fantastic...
-
Internal Audit Specialist
1 week ago
London, Greater London, United Kingdom Audit & Risk Recruitment Full timeInternal Auditor RoleAt Audit and Risk Recruitment, we are seeking an experienced Internal Auditor to join our client's audit department. As a key member of the team, you will be responsible for conducting audits across the business, providing independent assurance over the control environment, and identifying areas for improvement.This is a fantastic...
-
Internal Audit Specialist
3 days ago
London, Greater London, United Kingdom Audit & Risk Recruitment Full timeAudit and Risk Recruitment OpportunityA leading events business in London is seeking an experienced Internal Auditor to join their audit department. As a key member of the team, you will work closely with the Head of Internal Audit to conduct audits across the business, ensuring the organization's control environment is robust and efficient.This role offers...
-
Internal Audit Specialist
4 days ago
London, Greater London, United Kingdom Audit & Risk Recruitment Full timeAudit and Risk Recruitment OpportunityA leading events business in London is seeking an experienced Internal Auditor to join their audit department. As a key member of the team, you will work closely with the Head of Internal Audit to conduct audits across the business, ensuring the organization's control environment is robust and efficient.This role offers...
-
Internal Audit Professional
2 weeks ago
London, Greater London, United Kingdom Audit & Risk Recruitment Full timeAudit and Risk Recruitment is seeking a highly skilled Internal Auditor to join their team. As a key member of the audit department, you will work closely with the Head of Internal Audit to conduct audits across the business, providing independent assurance over the control environment. This role offers a unique opportunity to work with a world-renowned...
-
Internal Audit Professional
2 weeks ago
London, Greater London, United Kingdom Audit & Risk Recruitment Full timeAudit and Risk Recruitment is seeking a highly skilled Internal Auditor to join their team. As a key member of the audit department, you will work closely with the Head of Internal Audit to conduct audits across the business, providing independent assurance over the control environment. This role offers a unique opportunity to work with a world-renowned...
-
Internal Audit Professional
2 weeks ago
London, Greater London, United Kingdom Audit & Risk Recruitment Full timeAudit and Risk Recruitment is seeking a highly skilled Internal Auditor to join their team. As a key member of the audit department, you will work closely with the Head of Internal Audit to conduct audits across the business, providing independent assurance over the control environment. This role offers a unique opportunity to work with a world-renowned...
-
Internal Audit Professional
2 weeks ago
London, Greater London, United Kingdom Audit & Risk Recruitment Full timeAudit and Risk Recruitment is seeking a highly skilled Internal Auditor to join their team. As a key member of the audit department, you will work closely with the Head of Internal Audit to conduct audits across the business, providing independent assurance over the control environment. This role offers a unique opportunity to work with a world-renowned...
-
Internal Audit Professional
2 weeks ago
London, Greater London, United Kingdom Audit & Risk Recruitment Full timeAudit and Risk Recruitment is seeking a highly skilled Internal Auditor to join their team. As a key member of the audit department, you will work closely with the Head of Internal Audit to conduct audits across the business, providing independent assurance over the control environment. This role offers a unique opportunity to work with a world-renowned...
-
Internal Audit Professional
2 weeks ago
London, Greater London, United Kingdom Audit & Risk Recruitment Full timeAudit and Risk Recruitment is seeking a highly skilled Internal Auditor to join their team. As a key member of the audit department, you will work closely with the Head of Internal Audit to conduct audits across the business, providing independent assurance over the control environment. This role offers a unique opportunity to work with a world-renowned...
-
Internal Audit Specialist
1 week ago
London, Greater London, United Kingdom Audit & Risk Recruitment Full timeInternal Auditor RoleAudit and Risk Recruitment is seeking an experienced Internal Auditor to join their audit department. This role offers a unique opportunity to work alongside the Head of Internal Audit on a broad range of audits across the business.As an Internal Auditor, you will have the autonomy to carry out audits independently and engage with senior...
-
Internal Audit Specialist
1 week ago
London, Greater London, United Kingdom Audit & Risk Recruitment Full timeInternal Auditor RoleAudit and Risk Recruitment is seeking an experienced Internal Auditor to join their audit department. This role offers a unique opportunity to work alongside the Head of Internal Audit on a broad range of audits across the business.As an Internal Auditor, you will have the autonomy to carry out audits independently and engage with senior...
-
Internal Audit Specialist
1 week ago
London, Greater London, United Kingdom Audit & Risk Recruitment Full timeInternal Auditor RoleAt Audit and Risk Recruitment, we are seeking an experienced Internal Auditor to join our client's audit department. This is a fantastic opportunity to work alongside the Head of Internal Audit on a broad range of audits across the business.The successful candidate will have the autonomy to carry out audits independently and engage with...
-
Internal Audit Specialist
1 week ago
London, Greater London, United Kingdom Audit & Risk Recruitment Full timeInternal Auditor RoleAt Audit and Risk Recruitment, we are seeking an experienced Internal Auditor to join our client's audit department. This is a fantastic opportunity to work alongside the Head of Internal Audit on a broad range of audits across the business.The successful candidate will have the autonomy to carry out audits independently and engage with...
-
Quality Assurance Manager
5 days ago
London, Greater London, United Kingdom Regulatory and Quality Solutions LLC (R&Q) Full timeJob Title: Quality Assurance ManagerRegulatory and Quality Solutions LLC (R&Q) is seeking a highly skilled Quality Assurance Manager to join our team. As a Quality Assurance Manager, you will be responsible for developing and improving Quality systems in compliance with requirements through auditing, gap assessment, remediation, and including management and...
-
Quality Assurance Manager
5 days ago
London, Greater London, United Kingdom Regulatory and Quality Solutions LLC (R&Q) Full timeJob Title: Quality Assurance ManagerRegulatory and Quality Solutions LLC (R&Q) is seeking a highly skilled Quality Assurance Manager to join our team. As a Quality Assurance Manager, you will be responsible for developing and improving Quality systems in compliance with requirements through auditing, gap assessment, remediation, and including management and...
-
Internal Audit and Quality Assurance Manager
1 week ago
London, Greater London, United Kingdom Illinois CPA Society Full timeJob Title: Internal Audit, Quality Assurance, VPAbout the Role:We are seeking a highly skilled and experienced professional to join our team as an Internal Audit, Quality Assurance, VP. As a key member of our organization, you will be responsible for ensuring the effective implementation and maintenance of our quality assurance processes, providing assurance...
-
Internal Audit and Quality Assurance Manager
1 week ago
London, Greater London, United Kingdom Illinois CPA Society Full timeJob Title: Internal Audit, Quality Assurance, VPAbout the Role:We are seeking a highly skilled and experienced professional to join our team as an Internal Audit, Quality Assurance, VP. As a key member of our organization, you will be responsible for ensuring the effective implementation and maintenance of our quality assurance processes, providing assurance...
-
Internal Audit Professional
2 weeks ago
London, Greater London, United Kingdom Audit & Risk Recruitment Full timeAudit and Risk Recruitment is seeking a highly skilled Internal Auditor to join their team. As a key member of the audit department, you will work closely with the Head of Internal Audit to conduct audits across the business, providing independent assurance over the control environment. This role offers a unique opportunity to drive efficiency and...
-
Internal Audit Professional
2 weeks ago
London, Greater London, United Kingdom Audit & Risk Recruitment Full timeAudit and Risk Recruitment is seeking a highly skilled Internal Auditor to join their team. As a key member of the audit department, you will work closely with the Head of Internal Audit to conduct audits across the business, providing independent assurance over the control environment. This role offers a unique opportunity to drive efficiency and...
