Financial Services Specialist

4 weeks ago


Wellington, Telford and Wrekin, United Kingdom Merje Full time
Paraplanner Job Description

Our client, a leading Wealth Management firm, is seeking an experienced Paraplanner to join their team on a permanent basis.

Key Responsibilities:
  • Receiving instructions from advisers following client meetings and interpreting data obtained during these meetings.
  • Analysing data and using research tools to provide solutions that meet client needs and objectives.
  • Providing records to support research undertaken and liaising with the Head of Technical/Head of Compliance when guidance is required.
  • Consolidating client needs and objectives, together with recommendations and course of action, in a written format via a suitability letter, client-specific illustration, and key features document.
  • Liaising with the Head of Technical on the structure and development of Suitability Report Templates and attachments to the reports.
  • Loading cases onto relevant platforms in a suitable manner and fully debriefing administrators and consultants along the way.
  • Carrying out tasks in a manner consistent with compliance procedures and company processes.
  • Ensuring all client files are compliant on an ongoing basis and referring significant risk issues to the Head of Compliance where appropriate.
  • Making a constructive contribution to the continuing development of the team and proactively enhancing industry knowledge through external and internal sources.
Requirements:
  • Level 4 Diploma in Financial Services and working towards Level 6 Advanced Diploma.
  • Practical awareness and up-to-date knowledge of retail financial products and current regulatory expectations.
  • Analytical skills with a keen attention to detail.
  • Excellent organisational and time management skills with the ability to work under pressure and prioritise.
  • Effective and positive communication skills and competent use of IT.

Please note that if feedback is not received within 28 days due to the large volume of applications, unfortunately, your application has been unsuccessful. However, we may be in touch with similar relevant opportunities. If you would like this job advertisement in an alternative format, please contact Merje directly.



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