Compliance Officer

4 weeks ago


Bishop's Stortford, Hertfordshire, United Kingdom Finlink Ltd Full time
Compliance Assistant Role

We are seeking a highly motivated and detail-oriented Compliance Assistant to join our team at Finlink Ltd. As a Compliance Assistant, you will play a crucial role in supporting our compliance needs and ensuring that our business operates within the regulatory framework.

About the Role

This is an exciting opportunity for someone with a base level of compliance knowledge or interest in the compliance field to develop their skills and experience in a dynamic and growing firm. You will work closely with our Compliance Manager to support the firm's compliance needs, including:

  • Supervising and monitoring advice outcomes
  • Gathering management information and conducting file reviews
  • Implementing consumer duty and annual risk assessments
  • Reviewing advice and sales practices
What We Offer

We offer a competitive salary range of £28,000 - £40,000 depending on experience, hybrid working arrangements, exam support, and a holiday/pension scheme. We are a flexible employer and are happy to discuss benefits with the right candidate.

Requirements

To be successful in this role, you will need:

  • A base level of compliance knowledge or interest in the compliance field
  • Attention to detail and good communication skills
  • A willingness to take industry qualifications

If you are a motivated and detail-oriented individual with a passion for compliance, we encourage you to apply for this exciting opportunity.


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