Compliance Specialist

2 weeks ago


Bishop's Stortford, Hertfordshire, United Kingdom Reed Full time
Compliance Officer Job Description

We are seeking a highly skilled Compliance Officer to join our team at a dynamic and growing Law firm. As a key member of the Risk and Compliance Team, you will play a crucial role in ensuring the firm's compliance with legal requirements and professional rules.

Main Responsibilities:
  1. Develop and implement effective compliance strategies to mitigate risks and ensure regulatory compliance.
  2. Conduct thorough investigations into complaints and concerns, and prepare written and oral responses.
  3. Manage the firm's central record of regulatory and thematic file reviews, and ensure accurate data protection compliance.
  4. Provide expert advice on AML, sanctions, confidentiality, and conflicts of interest to staff.
  5. Review and improve the firm's policies, procedures, and client-facing information to ensure compliance.
  6. Produce regular reports and analysis on compliance data, and provide recommendations for improvement.
Benefits:
  1. Competitive salary and benefits package.
  2. Opportunities for professional development and growth.
  3. Collaborative and supportive work environment.
  4. Flexible working arrangements, including hybrid remote work options.

This is an exciting opportunity for a motivated and experienced Compliance Officer to join our team and contribute to the firm's success. If you are passionate about compliance and risk management, and have a strong track record of delivering results, we encourage you to apply.


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