Regulatory Compliance Officer
5 days ago
Company Overview:
Chadwick Nott is a highly-regarded law firm with multiple offices in Bristol, seeking an experienced Compliance Manager to join their Risk & Compliance team.
About the Role:
This permanent and full-time position involves supporting strategic regulatory and compliance matters, monitoring risk trends, and ensuring the firm complies with all relevant regulations.
Main Responsibilities:
- Stay updated on relevant regulations and internal policies
- Ensure compliance with the SRA Standards & Regulations
- Oversee the completion of file audits according to procedures
- Maintain the firm's ongoing compliance with the Lexcel standard
- Monitor complaints and provide support for final responses
- Support the COLP in submitting complaints data to the SRA
- Monitor negligence claims and collaborate with insurers
- Provide cover for new starters and departmental training when required
- Prepare data for quarterly risk meetings
- Collaborate with the MLRO, Data Protection Officer, and COFA on various tasks
Requirements:
To be considered, you must have at least three years of experience working in a regulated environment within the compliance function. CILEX qualification is ideal.
Benefits:
The successful candidate will receive a competitive salary (Negotiable) and an attractive benefits package.
We Are An Equal Opportunities Employer:
Chadwick Nott champions diversity and inclusion in the workplace, encouraging applications from all qualified candidates regardless of personal characteristics.
Job Details:
Job Type: Permanent and Full-Time
Salary: Negotiable
Location: Bristol
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