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Associate Director, Regulatory and Risk, Asset Management

2 months ago

London, Greater London, United Kingdom Canada Life Assurance Company Full time
Job Title: Associate Director, Regulatory and Risk, Asset Management

We are seeking a highly skilled and experienced Associate Director to join our Risk and Compliance team in Asset Management. The successful candidate will play a key role in regulatory compliance and risk management for Insurance Solutions and Canada Operations.

Key Responsibilities:
  • Effective management, oversight, and challenge of risk and regulatory compliance management for Insurance Solutions and Canada Operations
  • Oversight and support of strategic initiatives, maintaining awareness of new and existing risk and regulatory compliance requirements, and applying same to provide appropriate guidance to the business on potential impacts and appropriate controls
  • Execute on obligations under OSFI E-13, including providing effective challenge, oversight of the business area including expertise, and guidance as it relates to our operational risk and regulatory compliance management obligations
  • Monitor, interpret and maintain awareness of new and existing regulatory and compliance requirements, providing expertise, advice, and oversight of regulatory obligations, including providing appropriate guidance to the business on potential impacts and appropriate controls
  • Effectively demonstrate a high level of technical and business acumen to ensure our compliance and conduct risk is managed appropriately
Requirements:
  • 5+ years of progressive compliance and/or operational risk experience within the financial services industry; experience within the second line of defence is an asset
  • Post-secondary education preferred, however applicants with an equivalent level of training or experience will be considered
  • CSC, CIM or PDO, experience working with mutual funds would be a great asset
  • Ability to effectively use Microsoft Office programs (Outlook, Excel, Word, PowerPoint)
About Us:

Canada Life serves the financial security needs of more than 13 million people across Canada, with additional operations in Europe and the United States. As members of the Power Financial Corporation group of companies, we're one of Canada's leading insurers with interests in life insurance, health insurance, investment and retirement savings.

We are dedicated to building a workforce that reflects the diversity of the communities in which we live, and to creating an environment where every employee has the opportunity to reach their potential.