Current jobs related to Risk and Compliance Associate Director - London, Greater London - https:jobs-redefined.cositemap

  • Compliance Director

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Director Job DescriptionWe are seeking a highly skilled Compliance Director to join our team at Compliance Professionals. The successful candidate will be responsible for leading our regulatory compliance efforts and ensuring that our business operations are in line with relevant laws and regulations.Key Responsibilities:Lead regulatory horizon...

  • Compliance Director

    1 week ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job OverviewWe are seeking a seasoned Compliance Director to join our team at Compliance Professionals.The ideal candidate will have extensive experience in senior-level compliance roles within the derivatives brokerage industry.About the RoleThis is an exceptional opportunity to oversee a small team and play a pivotal role in developing our compliance...

  • Associate Director of Risk and Compliance

    4 weeks ago

    London, Greater London, United Kingdom Willis Towers Watson Full time

    The role of Associate Director of Risk and Compliance will focus on providing actuarial model-based insurance optimisation and captive optimisation advice to a wide range of corporate clients. This will involve leading the delivery of outstanding client service and support for new and existing business across our range of actuarial services.Key...

  • Compliance Director

    1 month ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a seasoned Legal Risk & Compliance professional with a passion for AML, regulatory compliance, and conflict management?We're seeking a dynamic Compliance Director to lead our compliance strategy and team at AJ FOX COMPLIANCE.This high-impact role covers all aspects of AML, sanctions, and regulatory compliance while driving innovation and best...

  • Global Risk and Compliance Director

    4 days ago

    London, Greater London, United Kingdom Hays Senior Finance Full time

    In this role as Global Risk and Compliance Director, you will play a crucial part in shaping Hays Senior Finance's Ethics and Compliance function.As a key member of the leadership team, your primary focus will be on identifying and mitigating potential risks associated with the company's global presence.ResponsibilitiesStaying informed about regulatory...

  • Associate Director

    4 weeks ago

    London, Greater London, United Kingdom Northern Trust Corporation Full time

    About Northern Trust Corporation:Northern Trust Corporation is a leading global financial institution that has been in continuous operation since 1889. We are proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise,...

  • Senior Compliance Monitoring Associate

    3 weeks ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring AssociateWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our collegiate and dynamic compliance Monitoring team. Reporting to the Senior Compliance Assurance Manager, duties will include:Assist in the delivery of the annual compliance monitoring programme by undertaking agreed monitoring activities...

  • Strategic Compliance Officer

    2 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Job OverviewAJ FOX COMPLIANCE, a leading International Law Firm, is seeking an experienced Strategic Compliance Officer to join their Risk and Compliance team.The role involves providing expert guidance on regulatory risk and compliance matters, including conflicts and anti-money laundering (AML), to support senior management in managing professional risks...

  • Compliance Director for Global Operations

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionWe are seeking a highly skilled Compliance Director to lead our global operations and ensure we maintain the highest standards of regulatory compliance.About the RoleDevelop and implement effective global compliance strategies, ensuring alignment with relevant regulations and industry best practices.Manage and oversee our global regulatory...

  • Compliance Director

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    The Company: Compliance Professionals is an international banking organization seeking a Compliance Director to lead our AML/CTF efforts. The Responsibilities:Oversee the development and implementation of our Compliance Framework.Ensure compliance with AML staff training obligations and sanctions and transaction monitoring regime.Develop and implement the...

  • Fire Risk Consultant

    4 weeks ago

    London, Greater London, United Kingdom Marlowe Software, Risk and Compliance Full time

    Fire Risk Assessor Job DescriptionWe are seeking a highly skilled Fire Risk Assessor to join our team at Marlowe Software, Risk and Compliance. As a Fire Risk Assessor, you will be responsible for conducting fire risk assessments and providing expert advice to our clients on fire safety and risk management.Key Responsibilities:Conduct fire risk assessments...

  • Compliance Director

    3 weeks ago

    London, Greater London, United Kingdom Fitch Group Full time

    Associate Director - Regulatory Compliance RoleFitch Ratings seeks an experienced professional to join our Compliance team as Associate Director.Fitch Ratings is currently looking for a skilled individual to represent the Personal Conflicts Monitoring (PCM) team in a key role. The successful candidate will work closely with their PCM colleagues, Legal,...

  • Chief Compliance Officer

    1 month ago

    London, Greater London, United Kingdom Compliance Wise Full time

    Job Title: Chief Compliance OfficerWe are seeking a highly experienced Chief Compliance Officer to lead our global Compliance function. As a key member of our senior leadership team, you will be responsible for ensuring that our business meets and maintains the highest standards in professional conduct and quality, adhering to our legal and regulatory...

  • Compliance Risk Manager

    24 hours ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Compliance Risk Manager RoleAJ FOX COMPLIANCE seeks a seasoned Compliance Risk Manager to lead our risk management endeavors. This position involves collaborating with senior leadership to embed a strong compliance culture, providing expert guidance on regulatory and risk issues, and overseeing policy updates.Key ResponsibilitiesCollaborate with senior...

  • Compliance Risk Specialist

    1 month ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Compliance Risk SpecialistWe are seeking a highly skilled Compliance Risk Specialist to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will be responsible for identifying and mitigating compliance risks across the firm.Key Responsibilities:Act as a key point of contact for compliance queries, ensuring all regulatory...

  • Compliance Risk Specialist

    1 month ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Compliance Role OverviewAJ FOX COMPLIANCE is seeking a skilled Compliance Risk Specialist to support the Compliance team in their London office. The ideal candidate will have experience in law firm risk and compliance, a solid understanding of AML and counter-terrorist financing, and familiarity with using AML databases.Key ResponsibilitiesPerform risk...

  • Director of Risk Management and Regulatory Compliance

    1 week ago

    London, Greater London, United Kingdom XL CATLIN Full time

    AXA XL is a leading global provider of complex risk solutions. With a comprehensive capital platform, data-driven insights, and innovative technology, we empower our clients to overcome the most challenging risks.The Director of Risk Management and Regulatory Compliance will play a key role in shaping our regulatory compliance strategy and ensuring alignment...

  • Compliance Director

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Compliance Director - Financial Crime SpecialistJob Summary:We are seeking a highly skilled Compliance Director to join our team at Compliance Professionals. The successful candidate will be responsible for expanding and developing our financial crime programme within the region.Key Responsibilities:Work within the region to expand and develop the...

  • Risk and Compliance Specialist

    1 month ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    We are seeking a skilled Compliance and Risk Management Professional to join AJ FOX COMPLIANCE as a Risk and Compliance Analyst. This role offers a great opportunity to develop skills in compliance and risk management while contributing to key projects across the business.Prior experience within a legal risk and compliance environment is ideal, along with a...

  • IT Director for Risk Management and Audit Excellence

    1 week ago

    London, Greater London, United Kingdom Director File Full time

    Job OverviewWe are seeking an exceptional IT Director to lead our risk management and audit team, driving strategic direction and delivering high-quality work. As a key member of the national leadership team, you will oversee the delivery of complex projects and develop a talented team of professionals.Key ResponsibilitiesRisk Assessment and Planning:...

Risk and Compliance Associate Director

1 month ago

London, Greater London, United Kingdom https:jobs-redefined.cositemap Full time
Join Our Team as a Risk and Compliance Professional

At IFM Investors, we're committed to promoting a diverse and inclusive culture where all employees are valued and recognised for their unique qualities, backgrounds, and perspectives.

About the Role

We're seeking a highly skilled Risk and Compliance professional to join our team as an Associate Director, Regulatory and Risk, Asset Management. As a key member of our Risk & Compliance team, you'll play a critical role in ensuring we meet our risk and compliance obligations, including anti-money laundering, fraud risks, conflicts of interest, and regulatory reporting.

Key Responsibilities
  • Assist in the management of IFM's risk and compliance programs and strategic initiatives, including implementation and monitoring of the risk strategy, plans, and policies.
  • Provide advice on all regulatory matters impacting IFM Investors' business objectives.
  • Initial, annual, and ad-hoc compliance and risk management training for existing staff.
  • Management and liaison with regulators.
  • Liaison with and management of external legal and internal audit providers.
  • Meeting statutory and regulatory compliance requirements for IFM Investors managed products/clients.
  • Assist in the management of the IFM Insurance program.
  • Contributing to all other strategic projects as directed by the Director, Risk & Compliance.
  • Supporting the delivery of risk governance within IFM Investors, including management and Board committees charged with overseeing risk and compliance matters.
  • Working collaboratively with all key stakeholders (including the Executive Director and/or Directors, Risk & Compliance).
  • Input and support across the global Risk & Compliance function.
  • Liaising with and management of external service providers.
  • Providing regulatory advice and analysis with regards to regulatory matters.
  • Providing timely expert advice to the business on risk, legal, and compliance-related matters.
  • Coordinating and liaising with key internal stakeholders to successfully deliver risk and compliance projects within deadlines.
  • Assisting in the development of the Risk & Compliance team members and the overall capability of the function.
Requirements

We're looking for a candidate with significant related industry experience in compliance roles, including experience within legal and risk roles. Tertiary qualifications in law, commerce, economics, finance, or a related field are essential. May have post-graduate qualifications.

We're committed to promoting a diverse and inclusive culture where all employees are valued and recognised for their unique qualities, backgrounds, and perspectives. We champion all groups regardless of race, gender, religion, sexual orientation, age, disability, or family status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment.