Chief Regulatory Compliance Specialist

4 weeks ago


London Area, United Kingdom McCann & Braham Full time

We are seeking a highly skilled Chief Regulatory Compliance Specialist to join our team at McCann & Braham. This role will be based in the United Kingdom and offers a competitive salary of £80,000 - £110,000 per annum, depending on experience.

Job Description

The successful candidate will support the Head of Compliance and Senior Compliance Transformation Manager in managing remedial actions in response to regulatory recommendations, engaging senior stakeholders, and implementing the Corporate Compliance Programme.

  • Support compliance projects to ensure adherence to regulatory requirements
  • Advise the business and front office on compliance matters
  • Conduct risk assessments to identify potential areas of non-compliance
  • Prepare reports on compliance activities and findings
  • Drive compliance in joint ventures and partnerships

The ideal candidate will have a degree and over 6-8 years of relevant compliance experience, including a thorough background in Anti-Bribery & Corruption, preferably in commodities and regulated environments. They should also possess strong problem-solving, communication, and IT skills.

A knowledge of the regulatory landscape in relation to a trading business is essential, with direct experience with EMIR, Dodd-Frank, MAR, and similar regulations being desirable. Fluency in English is required, with additional languages being beneficial.



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