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Risk and Regulation Manager

2 months ago

London, Greater London, United Kingdom RSM Full time
About RSM

RSM is a leading global network of audit, tax, and consulting firms that delivers premium services to middle-market businesses. Our vision is to become the premium adviser to the middle market, globally, and we're committed to helping our clients thrive in a fast-changing world.

Job Summary

We're seeking a dedicated professional to join our Risk Assurance function, within the Financial Services Risk and Regulation team. As a key member of our team, you'll play a crucial role in providing regulatory advice and guidance to clients in the financial services sector, helping them maintain compliance and manage risk in accordance with regulatory requirements.

Key Responsibilities
  • Assist with strategic initiatives and business development activities, including developing propositions and responding to tenders.
  • Oversee and deliver client work, managing delivery of client projects, effective stakeholder engagement, and relationship management.
  • Conduct structured document reviews and gap analysis against regulatory requirements and industry practice, and develop solutions and draft reports and detailed recommendations.
  • Assist in the delivery of Financial Conduct Authority Section 166 Skilled Persons engagements, including managing on-site teams, conducting interviews, and testing, and drafting the skilled person report.
About the Ideal Candidate

We're looking for an ambitious and driven individual who is keen to progress their career in a growing team. You'll need strong attention to detail, a willingness to learn and develop your knowledge, and excellent communication skills, both oral and written. You'll also need to be able to problem-solve and develop pragmatic solutions, and work independently and as part of a team.

Requirements
  • Degree-level education
  • Natural team player
  • Driven, motivated, dedicated, and resilient
  • Outstanding interpersonal and stakeholder management skills
  • High standard of written and verbal communication
  • Experience of working in a regulatory practice