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Compliance Advisory Associate

2 months ago


London, Greater London, United Kingdom Eames Consulting Full time

About Eames Consulting

Eames Consulting is a leading asset management firm seeking a Compliance Advisory Associate to join their London team.

Job Summary

The Compliance Advisory Associate will work across the fund range (UCITS, AIF) providing ongoing advice to the portfolio teams.

Key Responsibilities

  • Provide regulatory advice to portfolio teams on key themes (PROD, COLL, SDR)
  • Collaborate with mid-large asset management businesses to ensure compliance with regulatory requirements
  • Develop and maintain knowledge of regulatory themes and industry best practices
  • Contribute to the development of compliance policies and procedures

Requirements

  • At least 12 months of experience in an advisory focused role
  • Experience working with a mid-large asset management business
  • Knowledge of key regulatory themes (PROD, COLL, SDR)
  • Excellent attitude and appetite to learn