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File Review Specialist
4 weeks ago
The Verve Group is seeking a skilled File Review Specialist to join our compliance team. As a key member of our team, you will play a crucial role in ensuring that our firms' advice processes are compliant with regulatory requirements.
Our file review approach is designed to provide firms with a comprehensive review of their advice processes, highlighting areas of strength and weakness. We work closely with our firms to refine their processes, minimize the risk of future file review problems, and provide clear, actionable feedback.
The ideal candidate will have experience in conducting file reviews within the full financial planning space and a willingness to continue learning and adapting to new innovations and systems.
About YouWe are looking for someone with a positive attitude, a willingness to learn, and a passion for delivering high-quality advice. If you have a background in financial services, a level 4 qualification, and a desire to make a real impact, we want to hear from you.
About UsThe Verve Group is a dynamic and innovative company that is committed to making financial advice more accessible and effective. We offer a range of benefits to our employees, including a personalized salary structure, hybrid or fully remote work options, and access to lifestyle benefits such as meditation apps and high-street discounts.
We are passionate about supporting good-quality financial advice firms to grow and develop, and we are committed to attracting new people into financial services and training them up for the benefit of the future of the profession.
