Compliance Manager Lead

2 days ago


Cambridge, Cambridgeshire, United Kingdom Avenir Group Full time
Job Overview:

We are Avenir Group, a forward-thinking company in the asset management industry dedicated to upholding the highest standards of compliance and regulatory excellence. As a senior Compliance Manager, you will be responsible for ensuring that our operations comply with regulatory requirements and internal policies, safeguarding the legality and standardization of our business activities.

Key Responsibilities:

• Oversee and implement our compliance policies and procedures in line with regulations and industry best practices.

• Conduct regular compliance audits and risk assessments to identify and mitigate potential issues.

• Ensure that all employees are aware of and adhere to relevant regulations and internal policies by providing compliance training.

• Act as the primary point of contact for all FCA-related matters, including license applications, audits, and communications.

• Assist in responding to regulatory inspections and investigations, handling compliance issues and complaints.

• Regularly report our compliance status and provide recommendations to senior management.

• Stay up-to-date with changes in regulatory requirements and industry trends, adjusting our compliance strategies accordingly.

Qualifications:

• Bachelor's degree or higher in Finance, Law, or a related field.

• At least 5 years of compliance experience in the financial asset management industry.

• In-depth knowledge of regulatory regulations and compliance frameworks, with extensive compliance management experience.

• Thorough understanding of compliance auditing, risk control, and internal controls.

• Strong communication and teamwork skills, with the ability to effectively coordinate cross-departmental collaboration.

• Proficient in using compliance management tools and software.

• Relevant compliance certifications (e.g., CFA, CIA, CRCM) are preferred.

• Experience working with the FCA is highly desirable.

• Familiarity with compliance and regulatory policies in the crypto industry.

We offer a competitive salary range of £60,000 - £80,000 per annum, commensurate with experience. We also offer a comprehensive benefits package, including health insurance, retirement plan, and paid time off.



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