Regulatory Compliance Lead
3 weeks ago
Avenir Group is seeking an experienced Compliance Manager to join our team. As a key member of our regulatory compliance department, you will play a critical role in ensuring our operations meet the highest standards of regulatory excellence.
Responsibilities- You will oversee and implement our company's compliance policies and procedures in line with regulations and industry best practices.
- You will conduct regular compliance audits and risk assessments to identify and mitigate potential issues, ensuring our operations are aligned with relevant regulations and laws.
- You will provide compliance training to all employees, ensuring they are aware of and adhere to relevant regulations and internal policies.
- You will act as the primary point of contact for all FCA-related matters, including license applications, audits, and communications.
- You will respond to regulatory inspections and investigations, handle compliance issues and complaints, and stay up-to-date with changes in regulatory requirements and industry trends.
- A Bachelor's degree or higher in Finance, Law, or a related field is required for this position.
- The ideal candidate will have at least 5 years of compliance experience in the financial asset management industry.
- In-depth knowledge of regulatory regulations and compliance frameworks, with extensive compliance management experience, is essential for this role.
- Strong communication and teamwork skills, with the ability to effectively coordinate cross-departmental collaboration, are crucial for success in this position.
- Proficient in using compliance management tools and software, relevant compliance certifications (e.g., CFA, CIA, CRCM) are preferred.
- Experience working with the FCA is highly desirable, as well as familiarity with compliance and regulatory policies in the crypto industry.
Salary: £70,000 per annum.
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Regulatory Compliance Expert
1 month ago
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Regulatory Compliance Officer
3 weeks ago
Cambridge, Cambridgeshire, United Kingdom Avenir Research Full timeAbout the RoleWe are seeking a highly experienced Regulatory Compliance Officer to join our team at Avenir Group. This is an excellent opportunity for someone who wants to work in a dynamic and forward-thinking company that is dedicated to upholding the highest standards of compliance and regulatory excellence.The successful candidate will be responsible for...
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Compliance Officer with Regulatory Expertise
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Regulatory Compliance Expert
3 weeks ago
Cambridge, Cambridgeshire, United Kingdom Avenir Group Full timeWe offer an estimated salary of £60,000 - £80,000 per annum for this role, depending on experience. As a Regulatory Compliance Expert at Avenir Group, you will be responsible for ensuring that our operations comply with regulatory requirements and internal policies.The ideal candidate will have at least 5 years of compliance experience in the financial...
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Senior Manager Regulatory Compliance
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Vice President of Regulatory Compliance
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Regulatory Compliance Officer
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Compliance Data Governance Lead
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Compliance Manager Lead
3 weeks ago
Cambridge, Cambridgeshire, United Kingdom Avenir Group Full timeAvenir Group is a forward-thinking and dynamic asset management company dedicated to upholding the highest standards of regulatory excellence. We are seeking a senior Compliance Manager Lead to oversee and implement our compliance policies and procedures in line with regulations and industry best practices.
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