Capital Markets Regulatory Specialist

3 weeks ago

London, Greater London, United Kingdom Northern Trust Corporation Full time

About Northern Trust:

Northern Trust is a globally recognized financial institution with a rich history dating back to 1889. We provide innovative financial services and guidance to the world's most successful individuals, families, and institutions.

Role Summary:

The Capital Markets Chief Admin Offices comprises the Risk, Resiliency and Regulatory Change teams. This role sits within the Reg Change and oversight team and is responsible for regulatory identification, impact assessment and consultative support on the implementation of regulations which impact the products and services provided by the Capital Markets businesses to institutional clients.

Key Responsibilities:

  • Stay abreast of regulatory changes that may impact the Capital Markets business units in all global regions the department operates across, with a primary focus on the US, UK, EU, AUS and Singapore.
  • Contribute to the development of CM strategy and operating platform, as they intersect with global regulations.
  • Extensive working knowledge of current global financial services market regulations.
  • Comfortable interpreting regulations and guidance from CFTC, NFA, ESMA, FCA and MAS, ASIC in addition to other regulatory regimes.
  • Carry out complex initiatives involving multiple disciplines and/or ambiguous issues.
  • Provide leadership and guidance to internal partners and external clients on regulatory impacts.
  • Coordinate with internal compliance, legal, risk and control partners.
  • Use sophisticated analytical thought to exercise judgment and identify innovative solutions.
  • Impacts the achievement of customer, operational, project or service objectives.

Requirements:

  • Knowledge of risk management and strategic goals for the bank's business.
  • In-depth knowledge of regulations, federal, state, and local laws and regulations acquired through formal education and work experience is required.
  • Communication and analytical skills are necessary to consult with partners/clients, and analyze information and apply regulations.
  • Extensive risk management or compliance experience.

Working with Us:

Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at .

We value an inclusive workplace and understand flexibility means different things to different people. Apply today and talk to us about your flexible working requirements and together we can achieve greater.

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