Compliance Advisory Manager
3 weeks ago
A leading financial technology company is seeking a highly skilled Senior Compliance Advisory Manager to join their team on a contract basis. This is a hybrid role based in the UK, offering an attractive pay rate of up to £750 per day (inside IR35) for an initial 6-month period.
Key Responsibilities:- Ensure compliance with relevant laws and regulations, maintaining a robust compliance framework.
- Guide business units on compliance issues, developing effective training programs.
- Conduct compliance reviews, assess business impacts, and create risk strategies.
- Collaborate with internal stakeholders, respond to inquiries, and prepare regulatory reports.
- Experience in a second-line compliance role in financial services.
- Knowledge of the FCA Handbook and compliance frameworks.
- Strong analytical, communication, and organizational skills.
- Desirable: Similar role held in a Wrap Platform business, relevant qualifications (e.g., Certified Regulatory Compliance Manager).
This is an excellent opportunity to join a dynamic team shaping the future of financial technology. If you're passionate about compliance, we encourage you to apply.
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Compliance Advisory Manager
4 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Full timeSenior Compliance Advisory ManagerWe are seeking a highly experienced Compliance Advisory Manager to join our dynamic team at Deerfoot Recruitment Solutions. As a key member of our team, you will play a vital role in ensuring our client adheres to all relevant laws, regulations, and internal policies.Key Responsibilities:Maintain a regulatory development...
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Compliance Advisory Manager
4 weeks ago
Bath, Bath and North East Somerset, United Kingdom Willow Resourcing Limited Full timeJob Title: Senior Compliance Advisory ManagerAbout the Role:We are seeking a highly skilled Compliance Advisory Manager to join our team at Willow Resourcing Limited. As a key member of our Compliance department, you will play a vital role in ensuring that our investment management business operates in accordance with all applicable regulations.Key...
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Compliance Advisory Manager
4 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot IT Resources Limited Full timeSenior Compliance Advisory ManagerWe are seeking a highly skilled Senior Compliance Advisory Manager to join our team at Deerfoot IT Resources Limited. As a key member of our compliance team, you will be responsible for ensuring that our business units operate within the bounds of relevant laws and regulations.Key Responsibilities:Regulatory Compliance:...
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Compliance Advisory Manager
4 weeks ago
Bath, Bath and North East Somerset, United Kingdom fish4.co - Jobboard Full timeSenior Compliance Advisory ManagerOur client, a prominent player in wealth management, is seeking a Senior Compliance Advisory Manager to join their dynamic team.This full-time position involves ensuring the Group adheres to all relevant laws, regulations, and internal policies, including Consumer Duty, SM&CR, CASS, and ESG considerations.You will provide...
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Compliance Advisory Manager
4 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full timeSenior Compliance Advisory ManagerLocation: Hybrid - 1 day a week in the officeSalary: Up to £100,000Benefits: Bonus, 34 days holiday, 7% pension, life assurance, private medical, professional development opportunitiesDeerfoot Recruitment Solutions Limited is seeking a Senior Compliance Advisory Manager to join their dynamic team. This full-time position...
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Compliance Advisory Manager
4 weeks ago
Bath, Bath and North East Somerset, United Kingdom Willow Resourcing Limited Full timeJob DescriptionSenior Compliance Advisory ManagerWillow Resourcing Limited is seeking a highly skilled Compliance Advisory Manager to join its team. As a key member of the Compliance department, you will be responsible for ensuring that all business units are compliant with relevant regulations.Key Responsibilities:Provide support and guidance to all...
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Compliance Advisory Manager
4 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full timeJob DescriptionSenior Compliance Advisory ManagerLocation: Hybrid - 1 days a week in the officeSalary: Up to £100,000Benefits: Bonus, 34 days holiday, 7% pension, life assurance, private medical, professional development opportunitiesWe are seeking a Senior Compliance Advisory Manager to join our dynamic team. As a prominent player in wealth management, our...
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Senior Compliance Advisory Manager
2 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full timeJob Title: Contract Senior Compliance Advisory ManagerJob Description:A leading financial technology company, renowned for its 5-star service platform, is seeking a Contract Senior Compliance Advisory Manager. This hybrid role is based in the UK and offers an attractive pay rate of up to £750 per day (inside IR35) for a 6-month period.Main...
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Compliance Advisory Manager
1 month ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full timeDeerfoot Recruitment Solutions Limited is seeking a highly skilled Compliance Advisory Manager to join their team. As a key member of the compliance team, you will be responsible for ensuring the Group adheres to all relevant laws, regulations, and internal policies. This includes Consumer Duty, SM&CR, CASS, and ESG considerations. Your key responsibilities...
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Compliance Advisory Manager Position
4 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot I.T. Resources Full timeSenior Compliance Advisory ManagerDeerfoot I.T. Resources, a multi-award-winning financial technology company, is seeking a Contract Senior Compliance Advisory Manager. This hybrid role is based in the UK and comes with an attractive pay rate of up to £750 per day (inside IR35) for an initial 6-month period.As a Senior Compliance Advisory Manager, you will...
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Compliance Advisory Manager
4 weeks ago
Bath, Bath and North East Somerset, United Kingdom fish4.co - Jobboard Full timeA leading financial technology company is seeking a Contract Senior Compliance Advisory Manager to ensure compliance with laws and internal policies. The role involves guiding business units and developing effective training programs.Key responsibilities include:Understanding relevant laws and regulations.Maintaining regulatory logs and assessing business...
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Compliance Advisory Manager
3 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full timeSenior Compliance Advisory ManagerA leading financial technology company, recognized for its exceptional service platform, is seeking a Contract Senior Compliance Advisory Manager.This hybrid role is based in the UK and offers an attractive day rate of up to £750 (inside IR35) for an initial 6-month contract.As a key member of the compliance team, you will...
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Compliance Advisory Manager
3 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full timeCompliance Advisory Manager RoleA leading financial technology company is seeking a skilled Compliance Advisory Manager to join its Bath/Salisbury-based team. This is a hybrid contract role offering an attractive pay rate of up to £750 per day (inside IR35) for an initial 6-month period.As a Compliance Advisory Manager, you will play a crucial role in...
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Compliance Advisory Manager
2 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full timeAt Deerfoot Recruitment Solutions Limited, we are seeking a highly skilled Compliance Advisory Manager to join our team. As a key member of our team, you will be responsible for overseeing and implementing compliance strategies to ensure regulatory adherence.The ideal candidate will have expertise in developing and maintaining compliance policies and...
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Compliance Advisory Manager
4 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full timeJob Title: Senior Compliance Advisory ManagerAbout the Role:We are seeking a highly experienced Compliance Advisory Manager to join our client, a prominent player in wealth management. As a key member of the team, you will play a vital role in ensuring the Group adheres to all relevant laws, regulations, and internal policies.Key Responsibilities:Maintain a...
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Compliance Advisory Manager
4 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full timeJob Title: Senior Compliance Advisory ManagerLocation: Hybrid - 1 day a week in the officeSalary: Up to £100,000Benefits: Bonus, 34 days holiday, 7% pension, life assurance, private medical, professional development opportunitiesWe are seeking an experienced compliance professional to join our client, a prominent player in wealth management. As a Senior...
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Compliance Advisory Manager
4 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full time £100,000Deerfoot Recruitment Solutions Limited is seeking a Senior Compliance Advisory Manager to join their dynamic team in the wealth management sector. This full-time position requires a proven compliance professional with experience in financial services, specifically in a 2nd line back-office compliance role. The ideal candidate will possess a solid...
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Compliance Advisory Manager
4 weeks ago
Bath, Bath and North East Somerset, United Kingdom Willow Resourcing Limited Full timeJob Summary:We are seeking a highly skilled Compliance Advisory Manager to join our Investment Management business in Bath. As a key member of our Compliance team, you will provide support and guidance to all business units, ensuring compliance with relevant regulations and identifying potential risks.Key Responsibilities:Develop and implement compliance...
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Senior Compliance Advisory Director
3 weeks ago
Bath, Bath and North East Somerset, United Kingdom Willow Resourcing Limited Full timeJob DescriptionA new opportunity for a motivated Compliance professional to join our growing team at Willow Resourcing Limited.We are looking for a Senior Compliance Advisory Manager to provide support and guidance to all business units ensuring compliance with all applicable regulations, while identifying and mitigating compliance risks.The successful...
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Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full timeAbout the Role:We are seeking an experienced Compliance Advisory Manager to join our team at Deerfoot Recruitment Solutions Limited. As a key member of our compliance team, you will play a vital role in ensuring our client's adherence to relevant laws, regulations, and internal policies.Key Responsibilities:Provide critical guidance and support to various...