Senior Compliance Advisory Manager: Regulatory Expert

2 weeks ago


Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full time

About the Role:

We are seeking an experienced Compliance Advisory Manager to join our team at Deerfoot Recruitment Solutions Limited. As a key member of our compliance team, you will play a vital role in ensuring our client's adherence to relevant laws, regulations, and internal policies.

Key Responsibilities:

  • Provide critical guidance and support to various business units, helping them navigate compliance matters while identifying and mitigating potential risks.
  • Maintain a regulatory development log, delivering timely business impact assessments and updates related to Consumer Duty, SM&CR, CASS, and ESG.
  • Offer compliance guidance on new products, services, marketing materials, and remuneration.
  • Conduct compliance-themed advisory reviews based on risk assessments, particularly focusing on Consumer Duty and ESG risks, and develop effective risk mitigation strategies.

Requirements:

  • Proven experience in financial services within a 2nd line back-office compliance role.
  • Solid understanding of the FCA Handbook, including Consumer Duty, SM&CR, CASS, and ESG regulations.
  • Proficient in drafting Compliance Oversight reports and other management documentation.
  • Strong communication skills to deliver face-to-face compliance training effectively.
  • Ability to manage FCA Reg Data and FCA Connect reporting and notifications.

About Us:

Deerfoot Recruitment Solutions Limited is a leading IT Recruitment Agency trusted by many of the UK's leading employers. We have over 25 years of experience as IT Recruitment Specialists and will never send your CV anywhere without your authorisation and only after you have seen the complete details of this opportunity.



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