Compliance Advisory Manager
3 weeks ago
A leading financial technology company is seeking a Contract Senior Compliance Advisory Manager to ensure compliance with laws and internal policies. The role involves guiding business units and developing effective training programs.
Key responsibilities include:
- Understanding relevant laws and regulations.
- Maintaining regulatory logs and assessing business impacts.
- Guiding units on compliance issues and product approvals.
- Conducting compliance reviews and developing risk strategies.
- Creating and monitoring compliance training programs.
- Preparing and submitting regulatory reports.
Requirements:
- Experience in a second-line compliance role in financial services.
- Knowledge of the FCA Handbook and compliance frameworks.
Desirable:
- Similar role held in a Wrap Platform business.
- Relevant qualifications (e.g., Certified Regulatory Compliance Manager).
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Compliance Advisory Manager
4 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot I.T. Resources Ltd Full timeContract Senior Compliance Advisory ManagerA leading financial technology company, recognized for its 5-star service platform, is seeking a Contract Senior Compliance Advisory Manager. This hybrid role is based in Bath and offers an attractive pay rate of up to GBP750 per day (inside IR35) for an initial 3-month period.As a Senior Compliance Advisory...
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Compliance Advisory Manager
4 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot I.T. Resources Ltd Full timeContract Senior Compliance Advisory ManagerA leading financial technology company, recognized for its 5-star service platform, is seeking a Contract Senior Compliance Advisory Manager. This hybrid role is based in Bath and offers an attractive pay rate of up to GBP750 per day (inside IR35) for an initial 3-month period.As a Senior Compliance Advisory...
-
Compliance Advisory Manager
4 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot I.T. Resources Ltd Full timeContract Senior Compliance Advisory ManagerA leading financial technology company, recognized for its 5-star service platform, is seeking a Contract Senior Compliance Advisory Manager. This hybrid role is based in Bath and offers an attractive pay rate of up to GBP750 per day (inside IR35) for an initial 3-month period.As a Senior Compliance Advisory...
-
Compliance Advisory Manager
4 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot I.T. Resources Ltd Full timeContract Senior Compliance Advisory ManagerA leading financial technology company, recognized for its 5-star service platform, is seeking a Contract Senior Compliance Advisory Manager. This hybrid role is based in Bath and offers an attractive pay rate of up to GBP750 per day (inside IR35) for an initial 3-month period.As a Senior Compliance Advisory...
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Compliance Advisory Manager
2 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Full timeSenior Compliance Advisory ManagerWe are seeking a highly experienced Compliance Advisory Manager to join our dynamic team at Deerfoot Recruitment Solutions. As a key member of our team, you will play a vital role in ensuring our client adheres to all relevant laws, regulations, and internal policies.Key Responsibilities:Maintain a regulatory development...
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Compliance Advisory Manager
2 weeks ago
Bath, Bath and North East Somerset, United Kingdom Willow Resourcing Limited Full timeJob Title: Senior Compliance Advisory ManagerAbout the Role:We are seeking a highly skilled Compliance Advisory Manager to join our team at Willow Resourcing Limited. As a key member of our Compliance department, you will play a vital role in ensuring that our investment management business operates in accordance with all applicable regulations.Key...
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Compliance Advisory Manager
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Bath, Bath and North East Somerset, United Kingdom fish4.co - Jobboard Full timeSenior Compliance Advisory ManagerOur client, a prominent player in wealth management, is seeking a Senior Compliance Advisory Manager to join their dynamic team.This full-time position involves ensuring the Group adheres to all relevant laws, regulations, and internal policies, including Consumer Duty, SM&CR, CASS, and ESG considerations.Key...
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Compliance Advisory Manager
4 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full timeSenior Compliance Advisory ManagerDeerfoot Recruitment Solutions Limited is seeking an experienced compliance professional to join their dynamic team as a Senior Compliance Advisory Manager.Key Responsibilities:Regulatory Development and Compliance: Maintain a regulatory development log, delivering timely business impact assessments and updates related to...
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Compliance Advisory Manager
4 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full timeSenior Compliance Advisory ManagerDeerfoot Recruitment Solutions Limited is seeking an experienced compliance professional to join their dynamic team as a Senior Compliance Advisory Manager.Key Responsibilities:Regulatory Development and Compliance: Maintain a regulatory development log, delivering timely business impact assessments and updates related to...
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Compliance Advisory Manager
3 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full timeSenior Compliance Advisory ManagerWe are seeking a highly experienced Senior Compliance Advisory Manager to join our dynamic team at Deerfoot Recruitment Solutions Limited. As a key member of our compliance team, you will play a vital role in ensuring our client's adherence to all relevant laws, regulations, and internal policies.Key...
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Compliance Advisory Manager
3 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full timeSenior Compliance Advisory ManagerWe are seeking a highly experienced Senior Compliance Advisory Manager to join our dynamic team at Deerfoot Recruitment Solutions Limited. As a key member of our compliance team, you will play a vital role in ensuring our client's adherence to all relevant laws, regulations, and internal policies.Key...
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Compliance Advisory Manager
2 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot IT Resources Limited Full timeSenior Compliance Advisory ManagerWe are seeking a highly skilled Senior Compliance Advisory Manager to join our team at Deerfoot IT Resources Limited. As a key member of our compliance team, you will be responsible for ensuring that our business units operate within the bounds of relevant laws and regulations.Key Responsibilities:Regulatory Compliance:...
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Compliance Advisory Manager
3 weeks ago
Bath, Bath and North East Somerset, United Kingdom fish4.co - Jobboard Full timeSenior Compliance Advisory ManagerOur client, a prominent player in wealth management, is seeking a Senior Compliance Advisory Manager to join their dynamic team.This full-time position involves ensuring the Group adheres to all relevant laws, regulations, and internal policies, including Consumer Duty, SM&CR, CASS, and ESG considerations.You will provide...
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Compliance Advisory Manager
3 weeks ago
Bath, Bath and North East Somerset, United Kingdom fish4.co - Jobboard Full timeSenior Compliance Advisory ManagerLocation: Hybrid - 1 day a week in the officeSalary: Up to GBP100,000Benefits: Bonus, 34 days holiday, 7% pension, life assurance, private medical, professional development opportunitiesWe are seeking a Senior Compliance Advisory Manager to join our dynamic team. As a key member of our compliance team, you will play a vital...
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Compliance Advisory Manager
3 weeks ago
Bath, Bath and North East Somerset, United Kingdom fish4.co - Jobboard Full timeSenior Compliance Advisory ManagerLocation: Hybrid - 1 day a week in the officeSalary: Up to GBP100,000Benefits: Bonus, 34 days holiday, 7% pension, life assurance, private medical, professional development opportunitiesWe are seeking a Senior Compliance Advisory Manager to join our dynamic team. As a key member of our compliance team, you will play a vital...
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Compliance Advisory Manager
3 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full timeSenior Compliance Advisory ManagerLocation: Hybrid - 1 day a week in the officeSalary: Up to £100,000Benefits: Bonus, 34 days holiday, 7% pension, life assurance, private medical, professional development opportunitiesDeerfoot Recruitment Solutions Limited is seeking a Senior Compliance Advisory Manager to join their dynamic team. This full-time position...
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Compliance Advisory Manager
3 weeks ago
Bath, Bath and North East Somerset, United Kingdom Willow Resourcing Limited Full timeJob DescriptionSenior Compliance Advisory ManagerWillow Resourcing Limited is seeking a highly skilled Compliance Advisory Manager to join its team. As a key member of the Compliance department, you will be responsible for ensuring that all business units are compliant with relevant regulations.Key Responsibilities:Provide support and guidance to all...
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Compliance Advisory Manager
4 weeks ago
Bath, Bath and North East Somerset, United Kingdom Willow Resourcing Limited Full timeSenior Compliance Advisory ManagerWe are seeking a highly skilled Senior Compliance Advisory Manager to join our team at Willow Resourcing Limited. As a key member of our Compliance department, you will play a crucial role in ensuring our business operates within the bounds of relevant regulations and maintains the highest standards of compliance.Key...
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Compliance Advisory Manager
2 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full timeJob DescriptionSenior Compliance Advisory ManagerLocation: Hybrid - 1 days a week in the officeSalary: Up to £100,000Benefits: Bonus, 34 days holiday, 7% pension, life assurance, private medical, professional development opportunitiesWe are seeking a Senior Compliance Advisory Manager to join our dynamic team. As a prominent player in wealth management, our...
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Senior Compliance Advisory Manager
1 month ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot I.T. Resources Limited Full timeSenior Compliance Advisory ManagerA leading financial technology company, recognized for its 5-star service platform, is seeking a Senior Compliance Advisory Manager. This is a hybrid role based in the UK and comes with an attractive pay rate of up to £750 per day (inside IR35) for an initial 6-month period.As a Senior Compliance Advisory Manager, you will...