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Senior Compliance Manager
2 months ago
We are seeking a highly skilled Senior Compliance Manager to join our team at PARK Senior Villas Chandler. As a key member of our Compliance team, you will play a critical role in ensuring that our business operations are in line with regulatory requirements.
Key Responsibilities- Provide expert compliance advice and guidance to our business areas on regulatory rules and expectations in relation to financial promotions, client communications, fund offering documents, social media content, and approval processes.
- Manage the review and approval of financial promotions and coordinate with global Compliance teams to ensure consistency and compliance.
- Identify regulatory training requirements within our Marketing and Communications teams and devise and deliver training to meet those needs.
- In conjunction with our regulatory change team, identify, analyze, and track regulatory changes affecting our business and communicate those changes to impacted areas.
- Participate in Compliance Monitoring reviews to ensure that our business operations are in line with regulatory requirements.
- Ensure that complaints, breaches, and other errors are appropriately identified, escalated, and resolved.
- Review and provide guidance on our Marketing and Communications policies and procedures to ensure that regulatory requirements are met.
- Relevant Compliance or Asset Management experience working within the UK regulatory or EEA environment.
- Leadership and people management skills.
- Ability to demonstrate and evidence strong commitment to Compliance and essential underlying values.
- Strong technical skills and knowledge of both retail and institutional distribution activities and asset management products.
- Confident in dealing with people at all levels and comfortable with giving presentations and training.
We offer a competitive salary and benefits package, as well as opportunities for professional growth and development. If you are a motivated and experienced Compliance professional looking for a new challenge, we encourage you to apply.
