Compliance Specialist

3 weeks ago


Kettering, Northamptonshire, United Kingdom Cavendish Maine Full time £40,000
About Us
Cavendish Maine is a professional services firm providing expert financial planning advice to individuals, families, and businesses in [location]. Our mission is to deliver exceptional results and build lasting relationships with our clients. We are committed to excellence, integrity, and teamwork, and we seek like-minded professionals to join our team.

Job Role
We are currently seeking an experienced Paraplanning Expert to join our team. The successful candidate will work closely with our Managing Director and Advisers to ensure clients receive top-notch service and meet deadlines. Your primary responsibilities will include producing review documents and suitability reports, researching product suitability, and following the Company's Central Investment Proposition. Additionally, you will prepare technical paperwork, maintain accurate records and logs, and stay up-to-date with changing legislation.

Compensation Package
We offer a competitive compensation package, including a salary of circa £40,000 (depending on experience) and 25 days' annual leave plus bank holidays. Additional benefits include parking available on site and access to pension schemes.

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