Compliance Officer
6 days ago
We are looking for a highly skilled Compliance Officer - Licensing to join our team. Key responsibilities include:
- Overseeing and processing licensing applications;
- Conducting inspections and gathering evidence;
- Representing the council at resident and business forums;
- Preparing detailed reports for committee hearings;
The salary range for this position is estimated to be around £38,000-£65,000 per annum.
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Compliance Officer
7 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewWe are a boutique wholesale bank seeking a Junior Compliance Officer to join our team. This is a 5-day office-based role, providing an excellent opportunity to work with a dynamic and experienced team.About the RoleThis role will support the monitoring and assessment of compliance with regulatory requirements and internal policies. Key...
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Compliance Officer
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob SummaryWe are seeking a highly skilled and experienced Compliance Officer to join our team at Compliance Professionals in London. The successful candidate will be responsible for ensuring that all regulatory requirements are met and maintained, while also providing administrative support to the legal department.Key Responsibilities:Writing minutes and...
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Regulatory Compliance Officer
5 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleWe are seeking an experienced Regulatory Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to take their career to the next level.Job DescriptionIn this role, you will play a crucial part in ensuring that our company adheres to regulatory requirements. You will provide...
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Financial Services Compliance Officer
3 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionWe are seeking an experienced Compliance & Money Laundering Reporting Officer to join our team on a permanent basis. As a key member of our compliance team, you will be responsible for developing and maintaining a robust compliance framework, managing relationships with regulators, and chairing the Compliance and Conduct Committee.
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Compliance Officer
2 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleWe are seeking an experienced Compliance Executive to join our team at Compliance Professionals. The ideal candidate will have a strong background in compliance monitoring and reporting, with experience in reviewing marketing and financial promotions.The successful candidate will be responsible for overseeing breaches, errors, and complaints,...
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Compliance Officer
5 days ago
London, Greater London, United Kingdom Compliance Professionals Full time**Job Description**The Compliance Associate will be responsible for supporting ongoing annual compliance programme delivery, including reviewing policies and procedures, suggesting improvements, and communicating with relevant internal and external stakeholders. Additionally, the candidate will respond to external compliance-related requests from banks and...
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Compliance Officer
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Summary:We are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.Key Requirements:Experience: 5+ years in an asset management compliance roleKnowledge: UK and European...
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Senior Compliance Officer
6 days ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeOur client, a mid-sized firm of Chartered Accountants, is seeking an experienced Senior Compliance Officer to lead their compliance function. With a strong background in regulatory requirements and a proven track record of enhancing processes and controls, you will be responsible for managing all ICAEW requirements, overseeing Anti-Money Laundering reviews,...
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Senior Compliance Officer
3 days ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeJob Title: Senior Compliance OfficerLocation: London, UKThis is an exciting opportunity to join a leading mid-sized firm of Chartered Accountants as their first external Head of Compliance. The role will involve managing all ICAEW requirements, ensuring internal processes and controls are in line with regulations, and overseeing Anti-Money Laundering...
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Financial Services Compliance Officer
3 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Summary: We are seeking a highly skilled Financial Services Compliance Officer to join our team at The Compliance Professionals. As a key member of the organization, you will be responsible for ensuring that our wealth management services meet the highest standards of compliance and risk management.About the Role:- You will conduct ongoing assessments of...
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Compliance Officer
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Professionals is looking for a highly motivated Market Surveillance Officer to assist us in maintaining a fair and transparent financial market.Job Description:Assisting with the annual market abuse risk assessment.Reviewing and reporting on market surveillance alerts and electronic communications to identify suspicious behaviour.You will work...
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Compliance Officer
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionA career opportunity has arisen for an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection.About the RoleWe are seeking a highly motivated individual to oversee the compliance function within our...
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Legionella Compliance Officer
20 hours ago
London, Greater London, United Kingdom HSL Compliance Limited. Full timeWe are looking for a dedicated Legionella Compliance Officer to join our team at HSL Compliance Limited. As a key member of the Water Hygiene team, you will play a crucial role in ensuring compliance with legionella guidelines.Responsibilities:Conducting regular site visits to monitor and test water systemsCollecting and analysing water samplesMaintaining...
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AML Compliance Officer
1 month ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAt AJ FOX COMPLIANCE, we are seeking an AML Compliance Officer to support the firm's Bristol office in delivering a top-quality service to the firm's management and lawyers. The successful candidate will oversee AML CDD, risk assessments, and ongoing monitoring.Key responsibilities;Lead the team and manage AML CDD and risk assessments.Review and update the...
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Compliance Officer
6 days ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeWe are seeking an experienced Compliance Officer to join our client, a mid-sized firm of Chartered Accountants. In this role, you will be responsible for managing all ICAEW requirements and ensuring internal processes and controls align with regulations and practice assurance obligations.Key responsibilities include:Managing Anti-Money Laundering reviews and...
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Financial Compliance Officer
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewThe role of a Compliance Monitoring Specialist is to ensure that our company remains in compliance with all relevant regulations and laws. This involves reviewing and maintaining systems, providing advice to the business on regulatory matters, and identifying and escalating current regulatory issues.About the RoleThis position requires experience...
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AML Compliance Officer
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are looking for an AML Compliance Officer to join our team in Kent. As an AML Compliance Officer, you will play a key role in ensuring that our organisation remains compliant with all relevant AML regulations.About the Role:You will be responsible for overseeing the first line of defence activities, including reviewing Client Onboarding, Beneficiary...
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Senior Governance and Compliance Officer
4 hours ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob Overview:As a Senior Governance and Compliance Officer at AJ FOX COMPLIANCE, you will play a key role in ensuring that our organization meets its regulatory obligations and maintains the highest standards of governance and compliance. This is an exciting opportunity for someone who is passionate about risk management, governance, and compliance.About...
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Law Firm Compliance Officer
6 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeDo you have a passion for regulatory compliance and a drive to succeed in a dynamic environment?AJ FOX COMPLIANCE is seeking a talented Risk & Compliance Lawyer to join our team in London.Key responsibilities:Support colleagues in claims handling and adhere to internal complaint proceduresLiaise with stakeholders regarding risk-related issuesCollaborate with...
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Veterinary Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Hallmark Veterinary Compliance Services Full timeAre you passionate about ensuring animal welfare, public health, and food safety? Do you have a strong background in the meat or poultry industries, or experience as a veterinarian?Hallmark Veterinary Compliance Services is seeking a skilled Veterinary Compliance Officer to join our team and work in various sites throughout England.This is an excellent...