Derivatives Compliance Expert
7 days ago
We are seeking a highly skilled Executive Director to join our Derivatives and Structured Products team within Equities Compliance. As a key member of our team, you will provide critical first-line compliance support and advice to Sales, Trading, Structuring, and Strats teams within the Equity Derivatives, Systematic Trading Strategies, and Structured Products businesses.
Your expertise will enable us to navigate complex regulatory landscapes, drive business growth, and maintain our market leadership position. You will work closely with our Global Compliance Team, Federation Compliance, and other support functions to ensure seamless coordination and effective risk management.
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Senior Compliance Expert
1 week ago
London, Greater London, United Kingdom SGS Société Générale de Surveillance SA Full timeAbout the RoleWe are seeking an experienced Senior Compliance Expert to join our team as a Derivatives Specialist, reporting directly to the UK head of the GBT CPLE Advisory team.In this key role, you will be responsible for providing regulatory expertise and guidance on compliance matters related to derivatives, including EMIR and SFTR. You will work...
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Compliance Director
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewWe are seeking a seasoned Compliance Director to join our team at Compliance Professionals.The ideal candidate will have extensive experience in senior-level compliance roles within the derivatives brokerage industry.About the RoleThis is an exceptional opportunity to oversee a small team and play a pivotal role in developing our compliance...
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Derivatives Expert Solicitor
3 weeks ago
London, Greater London, United Kingdom Montresor Legal Full timeThe Montresor Legal team is looking for a highly skilled Derivatives Expert to support our client, a growing international investment bank in the UK.This role will involve working closely with the sales and trading team to provide expert advice on OTC derivatives, including ISDAs, GMRAs, GMSLAs, bond issuances, and structured bonds.We are seeking an...
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Compliance Operations Manager
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Description: Compliance ManagerCompany Overview: Compliance Professionals is an international market maker specialising in FX and commodities that provides liquidity across various exchanges and trading platforms.Job Summary: We are looking for a Compliance Manager to play a crucial role in ensuring adherence to regulatory requirements and providing...
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Derivatives Modeling Expert
7 days ago
London, Greater London, United Kingdom Top-Tier Global Investment Bank Full timeWe are seeking a Derivatives Modeling Expert to join our Front Office team in London. As a Derivatives Modeling Expert, you will be responsible for developing and implementing new derivatives models and improving existing ones.Job Description:We are looking for an experienced professional to support the pricing and risk management of derivatives. The...
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Compliance Officer
3 days ago
London, Greater London, United Kingdom Citigroup Global Markets Limited Full timeJob DescriptionWe are seeking a skilled Compliance Officer - Derivatives to join our team at Citigroup Global Markets Limited. In this role, you will be responsible for ensuring compliance with relevant laws and regulations in the derivatives market.The ideal candidate will have a strong understanding of compliance risks and regulations, as well as excellent...
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Compliance Expert for Equities Derivatives
1 month ago
London, Greater London, United Kingdom Goldman Sachs Full timeOUR IMPACTAt Goldman Sachs, we manage our compliance, regulatory, and reputational risks by ensuring adherence to laws, rules, and regulations. Our division monitors trends and changes in regulations in all jurisdictions where we operate and develops and implements firmwide and divisional policies and procedures. We advise our businesses and manage audits...
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Financial Compliance Expert
7 days ago
London, Greater London, United Kingdom Goldman Sachs Full timeJob Title: Financial Compliance Expert - EMEA Derivatives and Structured FinanceAbout Us:Goldman Sachs is a leading global investment banking, securities and investment management firm. Founded in 1869, we maintain offices around the world.What We Offer:Estimated annual salary: $120,000Job Description:We are seeking a highly motivated individual to join our...
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Senior Derivative Valuation Expert
2 weeks ago
London, Greater London, United Kingdom Grant Thornton Full timeAt Grant Thornton, we're looking for a talented Senior Derivative Valuation Expert to join our Actuarial & Risk Modelling team.About the role:The successful candidate will have practical experience in valuing derivatives and/or complex financial instruments. They will be responsible for ensuring the accurate and timely valuation of complex financial...
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Regulatory Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...
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Equity Derivatives Expert
7 days ago
London, Greater London, United Kingdom ING Group Full timeRole Summary:The ING Group is seeking an experienced Equity Derivatives Expert to join our Trading Risk Management team. In this role, you will be responsible for monitoring and analysing market risk exposure, as well as continuously engaging with the Front Office to stay up-to-date with their trading strategy and pricing. The ideal candidate will have at...
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Compliance Advisory Expert
5 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Summary:Compliance Professionals seek a skilled Compliance Advisory Expert to join their team. The successful candidate will provide expert advice and guidance on financial crime matters, ensuring the company remains compliant with regulatory requirements. This is an excellent opportunity to work with a reputable company and advance your career in...
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Corporate Derivatives Expert
7 days ago
London, Greater London, United Kingdom Goldman Sachs Full timeJob SummaryWe are looking for a talented Corporate Derivatives Expert to join our team at Goldman Sachs. In this role, you will work as an integral member of the team on the underwriting and approval of corporate derivative trades and counterparty limits.The ideal candidate will have a strong understanding of financial markets and instruments, with...
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Compliance Expert
7 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe are seeking a Compliance Expert to support AJ FOX COMPLIANCE in ensuring the highest standards of regulatory compliance across our operations.The ideal candidate will have strong knowledge of CQS, Lexcel, and SRA Regulations, with proven experience in compliance within the legal sector.Provide guidance to clients on acquiring and maintaining Legal Aid...
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Compliance Risk Management Expert
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...
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London, Greater London, United Kingdom SGS Société Générale de Surveillance SA Full timeWelcome to this exciting opportunity to join SGS Société Générale de Surveillance SA as a Regulatory Compliance Specialist, specializing in global derivatives markets.We are seeking an experienced professional with a strong background in financial services and regulatory compliance to take on this key role within our organization.The ideal candidate will...
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Derivatives Compliance Strategist
7 days ago
London, Greater London, United Kingdom Goldman Sachs Full timeGlobal Compliance at Goldman Sachs plays a vital role in ensuring adherence to laws, rules, and regulations. This includes monitoring trends and changes in regulations across all jurisdictions where the firm operates.We are committed to diversity and inclusion, recognizing that our people are our greatest asset. Our diverse workforce enables us to serve our...
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Regulatory Compliance Expert
7 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...
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Collateral Management Expert
7 days ago
London, Greater London, United Kingdom mthree Full timeAbout mthreemthree is a leading provider of consulting and technology services to the financial industry.Job DescriptionWe are seeking an experienced Collateral Management Expert to join our team. This role will involve overseeing the clearing of OTC derivatives through central counterparties (CCPs) to mitigate counterparty risk.Key ResponsibilitiesEnsure...
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Regulatory Compliance Expert
1 week ago
London, Greater London, United Kingdom SGS Société Générale de Surveillance SA Full timeJob DescriptionWe are seeking a highly skilled Regulatory Compliance Expert to join our team at SGS Société Générale de Surveillance SA.About the RoleThe Regulatory Compliance Expert will be responsible for ensuring that our activities and operations comply with relevant regulations and laws. This includes providing guidance and support to our business...