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Risk and Compliance Specialist
2 months ago
Job Title: Risk and Compliance Executive
About Blusource Professional Services:
We are a reputable professional services firm seeking a skilled and detail-oriented Risk and Compliance Executive to join our dynamic team. Our firm thrives in a fast-paced environment and is passionate about compliance, risk management, and maintaining high standards.
About the Role:
As a Risk and Compliance Executive, you will work closely with our risk teams to address client due diligence, conflicts of interest, and other risk-related issues. You will engage with various stakeholders across the firm, including partners and legal professionals, to ensure compliance with regulatory requirements and internal policies.
Key Responsibilities:
- Actively contribute as a member of the Risk and Compliance Team, supporting our firm's regulatory and risk management initiatives.
- Collaborate with the Client and Matter Inception Team to resolve escalated conflicts.
- Perform detailed reviews of Anti-Money Laundering (AML) risk assessments, escalating issues when necessary.
- Manage and update claims and complaints databases, ensuring prompt communication with legal teams.
Requirements:
- Strong understanding of regulatory requirements and risk management principles.
- Excellent communication and interpersonal skills.
- Ability to work in a fast-paced environment and prioritize tasks effectively.
- Strong analytical and problem-solving skills.
