Compliance Training Manager

4 days ago


Birmingham, United Kingdom Ernest Gordon Recruitment Limited Full time

We are seeking an experienced Compliance Training Manager to join our team at Ernest Gordon Recruitment Limited. In this role, you will provide training and ensuring competency from new starters through to financial advisors on up-to-date regulations and compliance standards.

The ideal candidate will have DipFA Qualified status and wealth management practice experience. You will be able to train experienced advisors, junior financial planners as well as administrative staff. The salary for this position is estimated to be around £41,000 per annum, depending on qualifications and experience.

This is an excellent opportunity to work with a growing wealth management business that prioritizes growth through organic growth and yearly acquisitions. As a hybrid worker, you will enjoy a relaxed yet hardworking environment where autonomy and employee satisfaction are highly valued.

The role includes:

  • Providing Financial Regulatory Training to all staff
  • Development and Improvement of clear, comprehensive T&C scheme personalized for the business
  • Keeping Business up to date with any changes in regulations
  • Working with Head of Compliance to drive standards across the business

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