Compliance Manager
2 months ago
Our client, a full-service law firm, is looking for a Compliance Manager to join their team in Birmingham. The main purpose of this role is to ensure that all risk management and compliance policies, controls and procedures within the firm meet regulatory standards and regulations.
The ideal candidate will have experience in a risk and compliance role at a law or professional services firm, and have a good working knowledge of relevant laws, regulations, and codes of conduct.
The responsibilities of this role will include:
- Analyse systems to ensure compliance with best practice
- Oversee risk and compliance management strategies/programs
- Investigate compliance issues
- Advise on compliance issues such as CDD, conflicts of interest, GDPR and AML
- Lead risk assessment training for the wider team
- Answer queries from the onboarding team
- Liaise with external compliance partners, regulators and auditors
- Conduct internal reviews/audits
A solid understanding of quality standards is desirable but non-essential, and likewise, prior experience within a managerial position would be advantageous to this role.
The ideal candidate is a driven, detail-oriented, collaborative worker who thrives even under pressure. A confident communicator, both verbally and orally, with excellent IT, analytical and organisational skills will excel in this role.
If interested, please submit your CV for consideration. Thank you.
Ref: 822
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Compliance Manager
3 weeks ago
Birmingham, United Kingdom Aj Fox Compliance Full timeOur client, a full-service law firm, is looking for a Compliance Manager to join their team in Birmingham.The main purpose of this role is to ensure that all risk management and compliance policies, controls and procedures within the firm meet regulatory standards and regulations.The ideal candidate will have experience in a risk and compliance role at a law...
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Compliance Manager
2 months ago
Birmingham, United Kingdom AJ FOX COMPLIANCE Full timeOur client, a full-service law firm, is looking for a Compliance Manager to join their team in Birmingham. The main purpose of this role is to ensure that all risk management and compliance policies, controls and procedures within the firm meet regulatory standards and regulations.The ideal candidate will have experience in a risk and compliance role at a...
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Compliance Manager
2 months ago
Birmingham, United Kingdom AJ FOX COMPLIANCE Full timeOur client, a full-service law firm, is looking for a Compliance Manager to join their team in Birmingham. The main purpose of this role is to ensure that all risk management and compliance policies, controls and procedures within the firm meet regulatory standards and regulations.The ideal candidate will have experience in a risk and compliance role at a...
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Compliance Manager
2 months ago
Birmingham, United Kingdom AJ FOX COMPLIANCE Full timeJob Description Our client, a full-service law firm, is looking for a Compliance Manager to join their team in Birmingham. The main purpose of this role is to ensure that all risk management and compliance policies, controls and procedures within the firm meet regulatory standards and regulations. The ideal candidate will have experience in a risk and...
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Compliance Manager
2 months ago
Birmingham, United Kingdom AJ FOX COMPLIANCE Full timeOur client, a full-service law firm, is looking for a Compliance Manager to join their team in Birmingham. The main purpose of this role is to ensure that all risk management and compliance policies, controls and procedures within the firm meet regulatory standards and regulations.The ideal candidate will have experience in a risk and compliance role at a...
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Compliance Risk Manager
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Compliance Manager
1 month ago
Birmingham, United Kingdom CV-Library Full timeJob Title: Compliance Manager Industry: Legal Location: Birmingham City Centre Salary: £50,000 - £65,000 About the firm & role: Legal 500 multi office long standing firm, who's offices are in central Birmingham and further desirable locations around the greater Birmingham area. Having a professional and welcoming work environment is core...
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Compliance Manager
4 days ago
Birmingham, United Kingdom Options Resourcing Careers Full timeAre you Proactive ?Do you have experience as Compliance Manager ?Are you an organised individual?If so, this role could be for you.My client is looking for a Compliance Manager to collaborate closely with Managers at all levels and across all areas of their organisation.Benefits: Salary up to £45,000 DOE Pension Scheme Health cash plan for workplace...
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Birmingham, Birmingham, United Kingdom Premier Jobs UK Limited Full timeAbout the RoleWe are seeking an experienced Compliance Manager to join our team in East Birmingham. This is a fantastic opportunity to work for a growing regional wealth management firm, where you will play a key role in ensuring the business adheres to internal and regulatory policies.As Compliance Manager, you will be responsible for driving the adoption...
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Birmingham, United Kingdom ACS Staffing Solutions Full timeCompliance Manager Location: Edgbaston Hours: Full time – Monday to Friday and office based Salary: £30k - £45k DOE We are delighted to confirm ACS is teaming up with a well established U.K firm that is currently expanding, and as a result, searching for an experienced compliance manager to support this process. In this role, you will collaborate...
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Birmingham, United Kingdom Options Resourcing Ltd Full timeAre you Proactive?Do you have experience as Compliance Manager?Are you an organised individual?If so, this role could be for you.My client is looking for a Compliance Manager to collaborate closely with Managers at all levels and across all areas of their organisation.Benefits: Salary up to £45,000 DOE Pension Scheme Health cash plan for workplace wellbeing...
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