Senior Compliance Officer: Operational Excellence

2 days ago


Farnborough, Hampshire, United Kingdom JMC Legal Recruitment Full time
About the Opportunity:

This role presents an exceptional chance for an experienced Compliance and Regulatory Risk Manager to join a leading law firm and take charge of its operational compliance functions. The ideal candidate will be responsible for setting the strategy and direction of the compliance activities, covering key areas such as SRA, FCA, money laundering, ICO, and complaints management.


Responsibilities:
  • Strategic Planning: Develop and implement comprehensive compliance strategies, ensuring alignment with regulatory requirements.
  • Risk Assessment: Conduct regular risk assessments, evaluating the effectiveness of existing compliance measures.
  • Compliance Implementation: Implement and maintain effective compliance policies, procedures, and controls.
  • Client Relations: Foster strong relationships with clients, addressing their concerns and ensuring seamless resolution of any issues.
  • Team Collaboration: Work closely with department heads to identify and mitigate risk factors, promoting a culture of collaboration and excellence.


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