Financial Services Regulatory Consultant

2 weeks ago


London, Greater London, United Kingdom Ocorian Full time
About the Role

We are seeking an experienced Compliance Specialist to join our Capital Markets team. As a Compliance Specialist, you will provide high-quality advice and support to clients on a range of regulatory compliance matters.

Your key responsibilities will include conducting regulatory reviews, delivering training sessions, and workshops for compliance staff and senior management. You will also assist with authorizations, drafting policies and procedures, and responding to ad-hoc and routine regulatory queries.

Our ideal candidate will have significant compliance-related experience gained at a financial institution, legal practice, consultancy, or the regulator. They should demonstrate a deep understanding of the business issues in this sector across a range of asset classes, as well as key regulatory challenges.

Requirements:

  • Demonstrate deep understanding of the business issues in this sector across a range of asset classes.
  • Familiarity with the key aspects of the FCA handbook is essential.
  • Significant compliance-related experience gained at a financial institution, legal practice, consultancy, or the regulator.
  • Knowledge and experience of at least one of EMIR, MiFID II, Benchmarks, MAR, CASS, or IFPR.

Salary Range: £60,000 - £80,000 per annum, depending on experience.



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