Financial Services Regulatory Professionals

Join our client's dynamic and supportive team as a Regulatory Reporting Expert. As a Finance Manager, you will play a key role in managing regulatory reporting for a niche business line, supporting the monthly financial and statutory reporting.You will be responsible for preparing monthly financial reports for business leaders, analysing financial data, and...

We are seeking a highly skilled Financial Services Regulatory Professional to join our team in London.About the Role:As a Senior Associate, you will lead on regulatory projects for clients, manage junior resources, and oversee applications to the FCA.You will conduct cross-border surveys, advise on regulatory requirements, and draft legal documents. Your...

Role OverviewThe successful candidate will be responsible for supporting the Financial Services Regulatory team with a range of tasks including research, drafting, and project management.This is an exceptional opportunity for a paralegal looking to develop their expertise in financial services regulation at a leading firm.As part of our dynamic team, you...

Job Overview:We are seeking a Financial Services Regulatory Professional to join our team at Danos Group. As a key member of our operations team, you will play a crucial role in ensuring compliance with regulatory standards and delivering high-quality results under tight deadlines.Key Skills and Qualifications:Proven track record of success in regulatory...

Job Description:We are seeking a highly skilled Compliance & Regulatory Risk Professional to join our team at Fire Financial Services Limited.This role will be based in London and will work closely with the Risk and Compliance Officer for our Irish company, servicing our UK customers and maintaining primary control functions for the company.The estimated...

Job DescriptionWe are recruiting for a Level 4 Diploma qualified Regulatory Compliance Lead to join our T&C function at Synchronicity Financial Services. This role is responsible for the supervision of financial advisors and contributing to the progressive development of talent across the firm.About the RoleThis is an exciting opportunity for a seasoned...

**Pembury Legal: A Leading Law Firm in Financial Services Regulation**The role of a Financial Services Regulatory Knowledge Professional is to provide expert support to the team, ensuring they remain at the forefront of financial regulation. As part of our dynamic and high-performing team, you will work on cutting-edge regulatory developments, supporting one...

Job Title: Regulatory Affairs Professional">About the Role:We are seeking an experienced Regulatory Affairs Professional to join our team at Compliance Professionals. As a key member of our risk management department, you will play a crucial role in ensuring the company's adherence to financial crime regulations and standards.Key Responsibilities:Perform...

As a Compliance Professionals, we are seeking an experienced Financial Regulatory Specialist to join our team. This role will provide opportunities to work with futures, options and other derivatives.Job DescriptionCreate and maintain legal corporate documentation.Develop and implement policy and procedure documentation regarding legislation and...

Regulatory Affairs Specialist Job Summary:We are seeking an experienced Regulatory Affairs Specialist to join our team at Fire Financial Services Limited.This role will involve working closely with the Risk and Compliance Officer for our Irish company, servicing our UK customers and maintaining primary control functions for the company.The estimated salary...

Job OpportunityWe are seeking a Regulatory Professional to join our team at Compliance Professionals. This role offers a unique opportunity to work with a leading banking firm and contribute to the development of our Compliance Monitoring Plan.ResponsibilitiesPlan and Execute Reviews:Develop and implement a comprehensive review planConduct thorough...

At Goldman Sachs, we are committed to fostering a diverse and inclusive work environment. We are seeking a highly skilled Financial Services Professional - Regulatory Compliance to join our team in London. This role offers a competitive salary of £80,000-£110,000 per annum, depending on experience.About the CompanyGoldman Sachs is a leading global...

We are seeking a mature and professional-minded individual to provide administrative support to our advisory and technical team.This full-time role is based in Gerrards Cross, where you will work closely with colleagues and high-net-worth clients. You will be responsible for data entry, record keeping, and obtaining illustrations, key features documentation,...

About UsFire Financial Services Limited is a renowned digital payments business offering various services, including accounts, debit cards, and payments. Our innovative technology and regulatory licenses enable us to deliver efficient payment solutions to thousands of businesses worldwide. We are seeking a seasoned professional to join our team as a...

Job Title and SalaryUSD 100,000 - USD 350,000+ per annum (dependent on assets under supervision) with bonus opportunities.This compensation package will increase rapidly as Assets Under Management (AUM) grow.About LOM Financial GroupLOM is a leading, full-service investment firm headquartered in Bermuda, with regulated affiliates in the Cayman Islands and...

The Hartford Financial Services Group, Inc. is seeking a Financial Conduct Professional to join their team.Job OverviewThis role involves supporting the International business in meeting Conduct requirements across the customer journey. The successful candidate will work with the business to ensure Conduct requirements are met and respond appropriately to...

About the RoleWe are seeking an experienced Regulatory Affairs professional to join our team as a Regulatory Affairs Manager. As a key member of our regulatory affairs team, you will play a critical role in ensuring that our products comply with all relevant regulations and legislation.Your primary responsibility will be to develop and implement regulatory...

Aether Financial Services Business Development DirectorWe are seeking a highly skilled Business Development Director to lead the growth of our Agency Private Debt activity in London. As a seasoned professional with 8-10 years of experience in business development, you will be responsible for developing and executing a business strategy, building strong...

We Are Looking for a Financial Services Regulatory ExpertOur client, a leading global investment banking firm, is seeking a highly skilled Financial Services Regulatory Expert to join their team. As a key member of the Wealth Management business, you will be responsible for ensuring compliance with regulatory requirements and reporting obligations.The...

We are seeking a highly skilled Regulatory Risk Professional to join our team in the city. As a key member of our compliance function, you will play a critical role in mitigating financial crime risks and ensuring regulatory compliance.Your expertise in AML & Financial Crime, combined with your analytical and problem-solving skills, will enable you to...