Current jobs related to Financial Services Regulatory Compliance Expert - London, Greater London - Danos Group


  • London, Greater London, United Kingdom The Hartford Financial Services Group, Inc. Full time

    Job DescriptionWe are seeking a highly skilled Regulatory Compliance Expert to join our team at The Hartford Financial Services Group, Inc. As a key member of our compliance function, you will play a critical role in ensuring that our International business operates in accordance with all relevant regulatory requirements.Key ResponsibilitiesSupport the...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    This dynamic role at AJ FOX COMPLIANCE involves shaping best practices in compliance and regulatory matters. The successful candidate will offer expert advice on financial crime and AML issues, evaluate complex research findings, and conduct thorough risk assessments. Key responsibilities include providing strategic guidance on financial crime and AML...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    About the Role:We are seeking a skilled Compliance Officer to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.Job Description:Review and Approve Financial Promotions: You will review and approve...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title:Regulatory Compliance Officer Financial InstitutionJob Description:We are seeking a highly motivated Regulatory Compliance Officer to join our team at Compliance Professionals. The successful candidate will work closely with the senior management team to ensure that our financial institution maintains the highest standards of compliance and...


  • London, Greater London, United Kingdom Barker Morris Legal Search Full time

    Barker Morris Legal Search is recruiting a part-time Regulatory Law Specialist to join a FinTech company in Central London. In this role, you will provide strategic advice on regulatory compliance and support the organisation's merchant acquiring and payments services.As a key member of the legal function, you will work closely with the Chief Risk Officer...

  • Compliance Expert

    3 weeks ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    **About the Role**We are seeking a highly skilled Compliance Expert to join our team at Compliance Professionals. As an essential member of our Compliance Department, you will be responsible for ensuring our financial services firm operates within regulatory requirements.The ideal candidate will have a minimum of 5 years' experience in Financial Services,...


  • London, Greater London, United Kingdom Vixio Regulatory Intelligence Full time

    As a Senior Regulatory Compliance Expert at Vixio Regulatory Intelligence, you will play a key role in shaping our company's technical compliance solution for online gaming operators and suppliers. This exciting opportunity allows you to leverage your expertise in regulatory requirements to design and develop a premium quality intelligence solution that...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job OverviewThis Compliance Manager position is a great opportunity for someone who wants to work in a dynamic trading environment and contribute to the growth of our company.As a key member of our compliance team, you will be responsible for ensuring adherence to regulatory requirements and providing expert guidance on UK compliance matters.Main...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    About the RoleWe are looking for a talented Regulatory Policy Expert to join our team at Compliance Professionals. As a key member of our compliance team, you will be responsible for providing financial crime-related expertise and advice to internal stakeholders.You will implement compliance controls in accordance with the Financial Crime Compliance...


  • London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    **About the Role**We are seeking a seasoned Regulatory Compliance Expert to join our client, a leading international payments business, as they continue their rapid growth and expansion. Reporting to the Group Head of Legal & Compliance, you will be responsible for driving forward the company's compliance strategy and fostering a positive relationship with...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    AJ Fox Compliance is looking for a highly skilled Regulatory Compliance Expert to join their team in London. This is an excellent opportunity to work with a leading global law firm and contribute to firmwide adherence to the highest standards in professional conduct and quality.The estimated salary for this role is £55,000 - £75,000 per annum, depending on...


  • London, Greater London, United Kingdom Bruin Financial Full time

    Join our client's dynamic and supportive team as a Regulatory Reporting Expert. As a Finance Manager, you will play a key role in managing regulatory reporting for a niche business line, supporting the monthly financial and statutory reporting.You will be responsible for preparing monthly financial reports for business leaders, analysing financial data, and...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Regulatory Compliance ExpertAt Compliance Professionals, we are looking for an experienced Regulatory Compliance Expert to oversee our Compliance function. The successful candidate will be responsible for ensuring our company remains compliant with all relevant regulations and laws.About the Job:Evaluate current compliance procedures to ensure they meet...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    We are seeking a highly motivated Compliance Oversight Specialist to join our team in London. As a key member of our Compliance team, you will play a critical role in ensuring our company's compliance with regulatory requirements. The estimated salary for this role is £65,000 - £85,000 per year.About the RoleThis is an exciting opportunity to work with a...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Role SummaryWe are seeking an experienced Compliance Executive to join our team at Compliance Professionals. The successful candidate will have a strong background in compliance monitoring and reporting, with experience in reviewing marketing and financial promotions.The ideal candidate will be responsible for overseeing breaches, errors, and complaints, as...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    About Us Compliance Professionals is a world-leading specialist broker based in the City, offering a unique blend of expertise and innovation in compliance and regulatory affairs. Our team of experts works tirelessly to provide cutting-edge solutions to our clients, ensuring they remain compliant with all relevant regulations and minimize their exposure to...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    We are seeking a highly skilled Regulatory Affairs Expert to join our team of Compliance Professionals. As a key member of our team, you will play a crucial role in ensuring the firm's compliance with regulatory requirements.Job DescriptionIn this role, you will be responsible for providing day-to-day support across the team, supervising the team, and...


  • London, Greater London, United Kingdom MERJE Full time

    Regulatory Specialist RoleWe are seeking an experienced Regulatory Specialist to join our team in the West Midlands, working with a leading Financial Services organisation.This role involves deputising for the head of department, ensuring compliance and strategic foresight in a dynamic regulatory environment. Key responsibilities include:Primary point of...


  • London, Greater London, United Kingdom WeAreTechWomen Full time

    We Are Looking for a Financial Services Regulatory ExpertOur client, a leading global investment banking firm, is seeking a highly skilled Financial Services Regulatory Expert to join their team. As a key member of the Wealth Management business, you will be responsible for ensuring compliance with regulatory requirements and reporting obligations.The...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance ProfessionalsOur client is a leading broker and market maker in the financial services industry, specializing in futures, options, and other derivatives.We are looking for a highly skilled Regulatory Compliance Specialist to join our team.Job ResponsibilitiesPrepare and maintain accurate and up-to-date legal corporate documentation.Develop and...

Financial Services Regulatory Compliance Expert

2 months ago


London, Greater London, United Kingdom Danos Group Full time

As a Financial Services Regulatory Compliance Expert at Danos Group in London, you will have the opportunity to deliver subject matter expertise to a wide range of financial services clients. These clients include Retail, Wealth Management, and Asset Management, among others.

About Us

Danos Group is a boutique consultancy looking to expand its presence in the UK with this newly created role for a determined self-starter.

Salary

The salary for this position is £60,000 - £80,000 per annum, depending on experience.

Job Description

In this role, you will be responsible for delivering regulatory compliance solutions to our clients. You will work closely with our team to provide expert advice and support to ensure that our clients meet all relevant regulatory requirements.

Required Skills and Qualifications

  • Considerable experience advising financial services clients on multiple engagements.
  • Demonstrated ability to contribute to business development initiatives.
  • Subject matter expertise in UK regulatory compliance.
  • Strong communication skills, personable, and ability to work autonomously.

Benefits

This opportunity has a very flexible working arrangement, making it an ideal choice for someone with a proactive mindset and solutions-orientated attitude. The ideal candidate will have oversight over juniors in the team.