Regulatory Compliance Expert Financial Services

About the Role:We are seeking a skilled Compliance Officer to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.Job Description:Review and Approve Financial Promotions: You will review and approve...

Job SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...

As a Financial Services Regulatory Compliance Expert at Danos Group in London, you will have the opportunity to deliver subject matter expertise to a wide range of financial services clients. These clients include Retail, Wealth Management, and Asset Management, among others.About UsDanos Group is a boutique consultancy looking to expand its presence in the...

Job OverviewThis Compliance Manager position is a great opportunity for someone who wants to work in a dynamic trading environment and contribute to the growth of our company.As a key member of our compliance team, you will be responsible for ensuring adherence to regulatory requirements and providing expert guidance on UK compliance matters.Main...

As a Senior Regulatory Compliance Expert at Vixio Regulatory Intelligence, you will play a key role in shaping our company's technical compliance solution for online gaming operators and suppliers. This exciting opportunity allows you to leverage your expertise in regulatory requirements to design and develop a premium quality intelligence solution that...

Compliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...

**About the Role**We are seeking a seasoned Regulatory Compliance Expert to join our client, a leading international payments business, as they continue their rapid growth and expansion. Reporting to the Group Head of Legal & Compliance, you will be responsible for driving forward the company's compliance strategy and fostering a positive relationship with...

AJ Fox Compliance is looking for a highly skilled Regulatory Compliance Expert to join their team in London. This is an excellent opportunity to work with a leading global law firm and contribute to firmwide adherence to the highest standards in professional conduct and quality.The estimated salary for this role is £55,000 - £75,000 per annum, depending on...

Role SummaryWe are seeking an experienced Compliance Executive to join our team at Compliance Professionals. The successful candidate will have a strong background in compliance monitoring and reporting, with experience in reviewing marketing and financial promotions.The ideal candidate will be responsible for overseeing breaches, errors, and complaints, as...

Regulatory Compliance ExpertAt Compliance Professionals, we are looking for an experienced Regulatory Compliance Expert to oversee our Compliance function. The successful candidate will be responsible for ensuring our company remains compliant with all relevant regulations and laws.About the Job:Evaluate current compliance procedures to ensure they meet...

**A Unique Opportunity**CUBE Content Governance Global Limited seeks a Compliance Expert - Regulatory Services to join our London-based team. This is a highly rewarding role with a competitive salary of £70,000 per annum, reflecting the significance of maintaining and developing our proprietary regulatory Ontology.Key ResponsibilitiesThe ideal candidate...

We are seeking a highly skilled Regulatory Affairs Expert to join our team of Compliance Professionals. As a key member of our team, you will play a crucial role in ensuring the firm's compliance with regulatory requirements.Job DescriptionIn this role, you will be responsible for providing day-to-day support across the team, supervising the team, and...

Job Summary:Compliance Professionals seek a skilled Compliance Advisory Expert to join their team. The successful candidate will provide expert advice and guidance on financial crime matters, ensuring the company remains compliant with regulatory requirements. This is an excellent opportunity to work with a reputable company and advance your career in...

Job DescriptionWe are seeking a highly skilled Compliance Regulatory Expert to join our team at SGS Société Générale de Surveillance SA.About the RoleThe Compliance Regulatory Expert will be responsible for providing expert advice on regulatory matters related to compliance risk management, financial regulations, and corporate governance. This role will...

Job DescriptionA career opportunity has arisen for an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection.About the RoleWe are seeking a highly motivated individual to oversee the compliance function within our...

We are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...

Senior Associate - Financial Services Regulatory TeamWe are seeking a Senior Associate to join our Financial Services Regulatory team in London, focusing on FinTech, payments & digital assets practice. Key responsibilities include:Leading high-profile regulatory projects for clients.Managing junior resources and providing guidance in complex regulatory...

We are seeking a highly skilled Financial Conduct Expert to join our team and help us ensure that our firm remains compliant with all relevant FCA regulations.About the role:You will be responsible for developing and implementing compliance policies, procedures, and controls to mitigate regulatory risks.You will work closely with the global compliance...

We Are Looking for a Financial Services Regulatory ExpertOur client, a leading global investment banking firm, is seeking a highly skilled Financial Services Regulatory Expert to join their team. As a key member of the Wealth Management business, you will be responsible for ensuring compliance with regulatory requirements and reporting obligations.The...

Job OverviewWe are seeking a seasoned Compliance Expert to lead our risk and compliance team at AJ FOX COMPLIANCE in London. This is an exceptional opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.The successful candidate will oversee the client onboarding process, ensuring all...