Financial Services Specialist
3 weeks ago
About the Role:
We are seeking a highly skilled and experienced Financial Services Specialist to join our team at GTCO Ltd. As an Independent Financial Services Advisor, you will be responsible for providing expert advice to clients on a range of financial services, including investment management and institutional trading.
Key Responsibilities:
- Adhere to FCA Individual Conduct Rules, exercising due care, skill, and diligence in all aspects of your work.
- Maintain detailed knowledge of FCA rules concerning pensions, investments, estate planning, and protection advice.
- Conduct 'Know Your Customer' (KYC) inquiries and gather sufficient information to provide suitable advice.
- Analyze client data and research appropriate investment options on an independent, whole-market basis.
- Present suitable advice clearly, including charges, disadvantages, and reasons for recommendations.
- Complete all documentation thoroughly and in line with FCA guidance.
- Provide ongoing advice on personal pensions, ISAs, GIAs, and bond investments.
- Monitor client portfolios according to investment objectives and risk profiles.
- Build and maintain strong relationships with clients and intermediaries.
Requirements:
- APFS or ACII or equivalent qualification.
- Proven experience as a FCA Approved Wealth Manager.
- Working knowledge of FCA and HMRC regulations.
- Interpersonal skills.
- Proven ability to deal with high-profile clients.
- Negotiation and presentation skills.
- Analytical and investment skills.
- Accuracy and attention to detail.
Benefits:
- Pension scheme.
- Commission.
- Bonus structure: minimum of £2000 per month.
- Holiday entitlement decided upon by the candidate.
- Independent working under own decision.
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