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Head of Compliance and MLRO

2 months ago

London, Greater London, United Kingdom Pentasia Full time
Job Description

Pentasia is seeking a seasoned professional to lead our Compliance and Risk Management efforts.

About the Role:

We are looking for a highly experienced and skilled individual to oversee our compliance and risk management functions. As the Head of Compliance and MLRO, you will be responsible for ensuring our organization's full compliance with all regulatory, legal, and industry requirements.

Key Responsibilities:

  • Develop and implement effective AML processes and risk management frameworks to mitigate potential risks.
  • Manage and maintain records for Politically Exposed Persons (PEPs) and Special Interest Persons (SIPs).
  • Review and update AML processes and risk management frameworks to ensure compliance with regulatory requirements.
  • Handle Suspicious Transaction Reports (STRs) and Suspicious Activity (SAR) reporting to the relevant authorities as necessary.
  • Develop and implement the annual assurance plan and remedial action plans to ensure compliance.
  • Oversee the Safer Gambling strategy and manage compliance-related projects.
  • Completion of AML/CTF/P Risk Assessment.

Requirements:

  • Minimum 3 years of experience in a Regulatory Compliance or AML management role, ideally within the gambling industry.
  • Holds a UK PML or has the ability to obtain said industry license.
  • Strong understanding and application of Anti-Money Laundering regulations to business processes.
  • Excellent knowledge of regulatory frameworks and risk mitigation strategies.
  • Advanced people management experience including talent pooling and succession planning.

Benefits:

  • 33 days annual leave (inc of bank holidays)
  • Employee Assistance Programme that offers GP consultations & financial support advisory
  • 8% immediate contributory enrolment into the Peoples Pension
  • Cycle to work scheme Season Ticket Loan Localised discount deals
  • An attractive salary available