Head of Compliance and MLRO

4 weeks ago

London, Greater London, United Kingdom Willow Resourcing Limited Full time £100,000
Head of Compliance & MLRO (SMF16 & 17) Investment Management

Location:

Remote (with occasional visits to our Birmingham office)

We're a small but fast-growing Discretionary Investment Manager with around £4bn AUM, and we're looking for a skilled Compliance professional to join our team.

As Head of Compliance, you'll provide day-to-day advice to our Board and oversee the development of our Compliance Monitoring plan. You'll also be responsible for horizon scanning, ensuring we stay ahead of regulatory changes.

In your capacity as MLRO, you'll review our EDD, CDD, KYC, and KYB processes, as well as our overall AML/CTF framework. You'll provide ongoing assessments of Financial Crime risks facing the business.

We're looking for someone with experience in a similar role within the Investment Management arena. If you're a detail-oriented professional with a passion for Compliance, we'd love to hear from you.

Key Responsibilities:

  • Provide day-to-day Compliance advice to the Board
  • Oversee the development of the Compliance Monitoring plan
  • Horizon scan for regulatory changes
  • Review EDD, CDD, KYC, and KYB processes
  • Assess Financial Crime risks facing the business

What We Offer:

We offer a competitive salary and benefits package, as well as the opportunity to work with a dynamic and growing company. If you're passionate about Compliance and want to join a team that values your expertise, we'd love to hear from you.

  • Head of Compliance and MLRO

    6 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Head of Compliance and MLROJob Summary: We are seeking a highly experienced Head of Compliance and MLRO to join our team at Compliance Professionals.Key Responsibilities:* Ensure all managers fulfill their responsibilities* Oversee and assist senior management as required* Develop and maintain policies and procedures of the AML/CTF* Conduct an...

  • Head of Compliance and MLRO

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Head of Compliance and MLROWe are seeking a highly experienced and skilled Head of Compliance and MLRO to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our company operates in compliance with all relevant regulations and laws.Key Responsibilities:Act as an Approved Person...

  • Head of Compliance and MLRO

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Head of Compliance and MLROWe are seeking a highly experienced and skilled Head of Compliance and MLRO to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our company operates in compliance with all relevant regulations and laws.Key Responsibilities:Act as an Approved Person...

  • Head of Compliance and MLRO

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionCompliance Professionals is seeking a highly skilled and experienced Head of Compliance and MLRO to join our team. As a key member of our organization, you will be responsible for ensuring that our company operates in compliance with all relevant regulatory and statutory requirements.Key Responsibilities:Develop and maintain policies and...

  • Head of Compliance and MLRO

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionCompliance Professionals is seeking a highly skilled and experienced Head of Compliance and MLRO to join our team. As a key member of our organization, you will be responsible for ensuring that our company operates in compliance with all relevant regulatory and statutory requirements.Key Responsibilities:Develop and maintain policies and...

  • Head of Compliance and MLRO

    3 weeks ago

    London, Greater London, United Kingdom LMA Recruitment Full time

    Head of Compliance and MLROLMA Recruitment is partnering with a well-established bank to find a highly skilled Head of Compliance and MLRO. As the Head of Compliance, you will be responsible for designing and implementing policies and strategies to ensure the bank's compliance with regulatory requirements. You will also be responsible for overseeing the...

  • Head of Compliance and MLRO

    3 weeks ago

    London, Greater London, United Kingdom LMA Recruitment Full time

    Head of Compliance and MLROLMA Recruitment is partnering with a well-established bank to find a highly skilled Head of Compliance and MLRO. As the Head of Compliance, you will be responsible for designing and implementing policies and strategies to ensure the bank's compliance with regulatory requirements. You will also be responsible for overseeing the...

  • Head of Compliance/MLRO

    4 weeks ago

    London, Greater London, United Kingdom LMA Recruitment Full time

    Job Title: Head of Compliance/MLROLMA Recruitment is partnering with a well-established bank to fill a Head of Compliance and MLRO position. As the Head of Compliance, you will be responsible for designing and implementing policies and strategies to ensure the bank's compliance with regulatory requirements.The successful candidate will have a strong...

  • Head of Compliance/MLRO

    4 weeks ago

    London, Greater London, United Kingdom LMA Recruitment Full time

    Job Title: Head of Compliance/MLROLMA Recruitment is partnering with a well-established bank to fill a Head of Compliance and MLRO position. As the Head of Compliance, you will be responsible for designing and implementing policies and strategies to ensure the bank's compliance with regulatory requirements.The successful candidate will have a strong...

  • Head of Compliance and MLRO

    3 weeks ago

    London, Greater London, United Kingdom Financial House Full time

    Job Title: Head of Compliance and MLROFinancial House, a leading provider of financial services, is seeking an experienced Head of Compliance and MLRO to join our team. As a trusted partner in the financial industry, we offer a range of innovative solutions that meet the evolving needs of our clients.Key Responsibilities:Lead and manage the compliance...

  • Head of Compliance and MLRO

    3 weeks ago

    London, Greater London, United Kingdom Financial House Full time

    Job Title: Head of Compliance and MLROFinancial House, a leading provider of financial services, is seeking an experienced Head of Compliance and MLRO to join our team. As a trusted partner in the financial industry, we offer a range of innovative solutions that meet the evolving needs of our clients.Key Responsibilities:Lead and manage the compliance...

  • Head of Compliance/MLRO

    1 month ago

    London, Greater London, United Kingdom LMA Full time

    Job Title: Head of Compliance/MLROLMA is seeking a highly experienced and skilled Head of Compliance/MLRO to join our team. As a key member of our organization, you will be responsible for overseeing and assisting Senior Management in the establishment and ongoing maintenance of our AML/CTF framework.Key Responsibilities:Develop and Maintain AML/CTF...

  • Head of Compliance/MLRO

    1 month ago

    London, Greater London, United Kingdom LMA Full time

    Job Title: Head of Compliance/MLROLMA is seeking a highly experienced and skilled Head of Compliance/MLRO to join our team. As a key member of our organization, you will be responsible for overseeing and assisting Senior Management in the establishment and ongoing maintenance of our AML/CTF framework.Key Responsibilities:Develop and Maintain AML/CTF...

  • Head of Compliance

    7 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Summary:We are seeking a highly skilled and experienced professional to lead our Compliance and Risk Management function. The ideal candidate will have a strong understanding of relevant UK regulatory requirements and a proven track record in managing compliance and risk.Key Responsibilities:Oversee and assist Senior Management in ensuring compliance...

  • Head of Compliance and MLRO

    4 weeks ago

    London, Greater London, United Kingdom LMA Full time

    Job Title: Head of Compliance/MLROLMA is seeking a highly experienced and skilled Head of Compliance/MLRO to join our team. As a key member of our leadership team, you will be responsible for ensuring that our organization complies with all relevant laws and regulations, and that our AML/CTF framework is robust and effective.Key Responsibilities:AML/CTF...

  • Head of Compliance and MLRO

    4 weeks ago

    London, Greater London, United Kingdom LMA Full time

    Job Title: Head of Compliance/MLROLMA is seeking a highly experienced and skilled Head of Compliance/MLRO to join our team. As a key member of our leadership team, you will be responsible for ensuring that our organization complies with all relevant laws and regulations, and that our AML/CTF framework is robust and effective.Key Responsibilities:AML/CTF...

  • Head of Compliance and MLRO

    4 weeks ago

    London, Greater London, United Kingdom LMA Full time

    Job Title: Head of Compliance/MLROAt LMA, we are seeking a highly skilled and experienced Head of Compliance/MLRO to join our team. As a key member of our organization, you will be responsible for overseeing and assisting senior management in the establishment and ongoing maintenance of our Anti-Money Laundering (AML)/Countering the Financing of Terrorism...

  • Head of Compliance and MLRO

    4 weeks ago

    London, Greater London, United Kingdom LMA Full time

    Job Title: Head of Compliance/MLROAt LMA, we are seeking a highly skilled and experienced Head of Compliance/MLRO to join our team. As a key member of our organization, you will be responsible for overseeing and assisting senior management in the establishment and ongoing maintenance of our Anti-Money Laundering (AML)/Countering the Financing of Terrorism...

  • Head of Compliance and MLRO

    3 weeks ago

    London, Greater London, United Kingdom Willow Resourcing Limited Full time

    Head of Compliance and MLROWe are seeking an experienced Head of Compliance and MLRO to join our team at Willow Resourcing Limited. As a key member of our organization, you will be responsible for providing day-to-day Compliance advice to the Board and overseeing the management and ongoing development of the Compliance Monitoring plan.Key...

  • Head of Compliance and MLRO

    3 weeks ago

    London, Greater London, United Kingdom Willow Resourcing Limited Full time

    Head of Compliance and MLROWe are seeking an experienced Head of Compliance and MLRO to join our team at Willow Resourcing Limited. As a key member of our organization, you will be responsible for providing day-to-day Compliance advice to the Board and overseeing the management and ongoing development of the Compliance Monitoring plan.Key...