Head of Compliance and MLRO

20 hours ago

London, Greater London, United Kingdom Compliance Professionals Full time
Job Description

Compliance Professionals is seeking a highly skilled and experienced Head of Compliance and MLRO to join our team. As a key member of our organization, you will be responsible for ensuring that our company operates in compliance with all relevant regulatory and statutory requirements.

Key Responsibilities:

  • Develop and maintain policies and procedures for AML/CTF
  • Conduct annual risk assessments and ensure compliance with regulatory requirements
  • Receive and assess internal Suspicious Activity Reports (SARs)
  • Be the point of contact with regulatory agencies on AML matters
  • Ensure compliance with AML staff training obligations
  • Oversee the sanctions and transaction monitoring regime within the Bank
  • Develop and implement the Compliance Framework
  • Ensure that the Bank consistently operates within all relevant regulatory and statutory requirements
  • Advise on changes in rules and regulations and compliance standards
  • Complete regulatory returns and submit to the FCA/PRA/other Regulators
  • Maintain and oversee record keeping
  • Ensure that the Bank's Complaints Procedures are correctly followed and reports made to the FCA as appropriate
  • Monitor and record the Bank's compliance with legal and regulatory requirements
  • Liaise with regulators as necessary
  • Manage the Financial Crime and Compliance function
  • Prepare and present the MLRO annual report
  • Be an active member of the Executive Risk Committee

Requirements:

  • Experience in areas of compliance and holding SMF16 and SMF17 or substantial experience operating at a deputy and wanting to take the next step
  • Ideally experience in a banking environment
  • Strong understanding of relevant UK regulatory requirements
  • Detailed understanding of financial services compliance
  • Strong stakeholder management experience

For further information, please contact Natalie Eshelby.

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