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Financial Services Compliance Professional

2 weeks ago


Greater Manchester, United Kingdom Willow Resourcing Full time
About the Role

We are looking for a skilled Regulatory Compliance Consultant to provide expertise in the wealth management sector. In this role, you will conduct file reviews, identify compliance issues, and collaborate with the team to develop effective strategies.

You will be responsible for ensuring that all files reviewed are compliant with regulatory requirements, identifying areas of improvement, and implementing changes as needed.

Key Responsibilities
  • Review files to ensure compliance with regulatory standards
  • Analyze data to identify trends and potential compliance risks
  • Develop and implement compliance strategies to mitigate these risks
Requirements

To succeed in this role, you will need a strong background in compliance, preferably in the wealth management sector. A Level 4 Diploma in a related field and relevant experience as a Paraplanner are essential.

What We Offer

This is a rewarding opportunity to work with a leading firm and contribute to the success of their Compliance Monitoring team. The company offers a competitive salary package, including £42,000 - £52,000 per annum, depending on experience.