Financial Services Compliance Professional
5 days ago
AJ Bell Management Limited is seeking a Financial Services Compliance Professional to help ensure continued compliance in our highly regulated financial services environment.
Key Responsibilities- Undertake reviews in accordance with the Compliance Monitoring Plan, ensuring consideration of good consumer outcomes and effective risk controls.
- Collaborate with relevant stakeholders to drive positive change and enhance regulatory compliance.
- Maintain accurate records and documents in line with FCA regulations.
- Proven experience in a compliance function within an FCA regulated business.
- Strong understanding of compliance or quality assurance monitoring and testing principles.
- Awareness of the UK regulatory regime and familiarity with the EU framework.
This role offers a competitive starting salary of up to £40,000 per annum, plus a range of benefits.
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Financial Services Professional
2 weeks ago
Manchester, United Kingdom Quilter Financial Planning Full timeJob OpportunityWe are seeking an experienced Financial Services Professional to join our team at Quilter Financial Planning.This is a fantastic opportunity for a senior wealth adviser to work on an employed basis with one of our strategic partner firms, offering excellent remuneration terms and full paraplanning support.The estimated salary for this role is...
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Compliance Professional
2 weeks ago
Manchester, United Kingdom AJ FOX COMPLIANCE Full timeJob OverviewAJ FOX COMPLIANCE is seeking a highly organized and ambitious Compliance Professional to join their welcoming team in Manchester. As a key member of the centralised Business Intake Team, this role offers an exciting opportunity for someone who wants to gain hands-on experience in a role that combines legal compliance with critical business...
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Financial Services Administrator
1 day ago
Manchester, United Kingdom Bruin Financial & Professional Services Full timeBruin are proud to be working with a well known Financial Services organisation based in Manchester in their search for a number of Corporate Actions Analysts and Settlements Analysts to join their existing team, initially on a 6 month contract basis. This is a fantastic opportunity to join an incredible company and learn the basics, whilst being trained by...
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Head of Financial Compliance
2 weeks ago
Manchester, United Kingdom Network Plus Services Full timeHead of Financial ComplianceNetwork Plus Services is seeking a Head of Financial Compliance to join our team. As a key member of our finance team, you will be responsible for leading financial compliance efforts, ensuring accuracy and timeliness of financial reporting, and providing technical expertise to internal stakeholders.About the Role:Lead financial...
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Risk and Compliance Professional
2 weeks ago
Manchester, United Kingdom AJ FOX COMPLIANCE Full timeAj Fox Compliance seeks a skilled Senior Risk and Compliance Lawyer to strengthen their Manchester-based team.Key responsibilities involve:Providing expert guidance on compliance mattersDeveloping and implementing effective risk management strategiesCollaborating with colleagues to drive business growthStaying up-to-date with regulatory requirementsWe offer...
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Financial Services Specialist
4 weeks ago
Manchester, United Kingdom Bibby Financial Services Ltd Full timeOverviewBibby Financial Services is a leading provider of financial solutions to small and medium-sized enterprises. We have been supporting businesses for over 30 years and currently work with more than 9000 clients worldwide.
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Financial Services Regulatory Compliance
2 weeks ago
Manchester, United Kingdom BNY Full timeBNY is a leading global financial services company at the center of the world's financial system. We touch nearly 20% of the world's investible assets and have a culture that empowers our employees to grow and succeed.We are seeking a highly skilled Financial Services Regulatory Compliance professional to join our Finance Professional Services Centre team....
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Bilingual Financial Services Specialist
2 weeks ago
Manchester, United Kingdom Bibby Financial Services Careers Full timeOur Team">Bibby Financial Services Careers is a leading provider of financial services, and we're proud of our reputation for excellence. Our team is dedicated to delivering exceptional results, and we're always looking for talented individuals to join us. Your Career Opportunities">This role offers a fantastic opportunity to develop your career in finance,...
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Compliance Professional
2 weeks ago
Greater Manchester, United Kingdom AJ FOX COMPLIANCE Full timeJob Description:A Compliance Assistant is required to join AJ FOX COMPLIANCE in Manchester, working with an International Law Firm.This role combines legal compliance with critical business operations, providing a unique opportunity for career growth and development.Key Responsibilities:Review and verify AML documentation and information.Conduct research on...
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Financial Services Professional
1 month ago
Manchester, United Kingdom Azets Full timeAs a Financial Services Professional at Azets, you will be part of a top ten accountancy firm in the UK, providing services to a wide range of clients. With an abundance of inspiring opportunities to work with our many offices, you will have the ability and motivation needed to succeed in your role.We are seeking an Audit and Compliance Specialist who will...
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Financial Services Professional
4 weeks ago
Manchester, United Kingdom Agility Resoucing Full timeJob DescriptionWe are seeking a skilled Financial Services Professional to join our team at Agility Resourcing in Manchester. This is a full-time position with a competitive salary of £40,000 per annum and 1 day of remote work per week.Key ResponsibilitiesOversee financial operations and provide internal support for accounts and HR functions.Manage office...
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Financial Services Professional
3 weeks ago
Manchester, United Kingdom CV-Library Full timeWe are seeking a highly skilled Financial Services Professional to join our team at CV-Library's head office in South Manchester. As an integral member of our financial services team, you will provide exceptional support to our financial advisers on a day-to-day basis.Key Responsibilities:Deliver outstanding customer service and ensure effective...
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Manchester, United Kingdom Trevett Professional Services Ltd Full timeAccount Director Trevett Services have an exciting opportunity for an experienced Account Director to join a national FM & building services provider in Manchester.You will play a vital part in developing working processes and efficiencies in delivering the life cycle obligations.This is a full time permanent role paying up too £80,000 per annum in addition...
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Professional Services HR Expert
2 weeks ago
Manchester, United Kingdom H9 HR & Professional Services Full timeJob OverviewH9 HR & Professional Services is seeking a highly experienced HR Manager to lead our HR operations in Manchester. As a key member of our team, you will play a critical role in shaping the future of our organization.The successful candidate will be responsible for managing the full employee lifecycle, including recruitment, onboarding, performance...
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Manchester, United Kingdom Financial Divisions Full timeIf you have a law degree and are looking for a change of career outside of the legal profession, then my client would like to have a chat with you. The main duties of the role will be to take a very proactive approach in all issues relating to compliance and regulatory changes that come from the FCA and other regulatory bodies. As the world of Financial...
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Director of Financial Compliance
2 weeks ago
Manchester, United Kingdom Network Plus Services Full timeJob SummaryAs a Director of Financial Compliance, you will play a critical role in ensuring that Network Plus Services meets its financial obligations and maintains a compliant financial posture. This includes leading the preparation and review process for statutory accounting returns, as well as managing transfer pricing strategies.The ideal candidate will...
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Compliance Manager
3 weeks ago
Manchester, United Kingdom AJ Bell Management Limited Full timeJoin Our TeamAJ Bell is looking for an experienced Compliance Manager - Financial Services to join our team.As a key member of our Financial Crime function, you will play a critical role in ensuring that our business operates within the boundaries of relevant regulations and laws.Earn a competitive salary of £80,000 - £110,000 per annum.About the RoleYou...
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Risk and Compliance Professional
2 weeks ago
Greater Manchester, United Kingdom AJ FOX COMPLIANCE Full timeAbout AJ FOX COMPLIANCE: We are a forward-thinking, ambitious Law Firm looking for a Senior Risk & Compliance Lawyer to join our Risk & Compliance team in Manchester. Our ideal candidate has background experience in law firm regulation, complaints handling or commercial contracts.The estimated salary for this role is £70,000 - £100,000 per annum.,...
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Financial Services Professional
4 days ago
Manchester, United Kingdom BDO LLP Full timeJob OverviewBDO LLP is a leading accountancy and business advisory firm providing expert services to ambitious businesses. We're seeking an experienced Financial Services Professional to join our team.About the RoleThis exciting opportunity will see you working closely with clients to deliver high-quality accounting, payroll, and compliance services. With a...
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Manchester, United Kingdom TREVETT PROFESSIONAL SERVICES LTD Full time €80,000Account Director Trevett Services have an exciting opportunity for an experienced Account Director to join a national FM & building services provider in Manchester. You will play a vital part in developing working processes and efficiencies in delivering the life cycle obligations. This is a full time permanent role paying up too £80,000 per...