Compliance Officer Role
24 hours ago
Are you looking for a challenging role that aligns with your passion for compliance and risk management? Spence & Partners Ltd. is seeking a highly motivated Compliance Officer to join their team in the UK.
The estimated salary for this position is £45,000 - £55,000 per annum, depending on experience. As a Compliance Officer, you will play a crucial role in driving compliance with applicable laws, rules, and regulations, ensuring that our organization operates in a compliant, legal, and ethical manner.
About Us
- We are a leading Professional Services Group of pensions companies with clients throughout the UK.
About You
- You will oversee and monitor adherence to our policies and procedures, create and maintain compliance program-related materials, and work collaboratively with the business by providing regulatory compliance assistance and assurance.
- Develop and implement an effective compliance program.
- Draft and revise company policies.
- Provide advice and credible challenge to stakeholders on application of relevant policy requirements.
- Undertake monitoring reviews and checks to ensure compliance risks within our organization are effectively identified, measured, monitored, and controlled.
- Conduct data protection impact assessments (DPIAs) and Third-Party Risk Assessments to mitigate potential privacy risks.
- Support the development and maintenance of relationships with key regulators and assist with regulatory reviews.
- Understand regulatory requirements related to the Financial Conduct Authority and The Pensions Regulator.
- Keep abreast of regulatory changes and internal policy changes.
- Assist with the preparation of monthly compliance reports.
Requirements
- Proven experience as a Compliance Officer or Compliance Manager.
- Expertise in Compliance laws, rules, regulations, and risks (e.g., Anti-Money Laundering, Data Protection).
- Familiarity with The Pensions Regulator and Financial Conduct Authority regulatory requirements.
- Prior experience in operational risk, testing, or audit preferred.
- Highly motivated self-starter, flexible, innovative, and adaptive.
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