Ethics and Compliance Officer
2 weeks ago
We are seeking a highly motivated self-starter to fill the role of Compliance Officer. In this position, you will play a pivotal role in driving compliance with applicable laws, rules, and regulations, ensuring adherence to Policy, applying sound ethical judgment regarding personal behavior, conduct, and business practices. You will report to the Head of Audit, Risk, and Compliance, working closely with key stakeholders throughout the organisation.
Responsibilities
1. Develop and implement an effective compliance program, ensuring adherence to internal controls and monitoring its effectiveness.
2. Create and maintain compliance program-related materials, providing regulatory compliance assistance and assurance to stakeholders.
3. Monitor and mitigate potential privacy risks through data protection impact assessments (DPIAs) and Third-Party Risk Assessments.
4. Support the development and maintenance of relationships with key regulators, assisting with regulatory reviews, and ensuring follow-up actions are addressed.
5. Collaborate with external auditors and third-party suppliers when necessary, feeding into audit plans to identify areas for compliance review.
Requirements
The ideal candidate will have proven experience as a Compliance Officer or Compliance Manager, with expertise in Compliance laws, rules, regulations, and risks. Familiarity with The Pensions Regulator, Financial Conduct Authority, and Information Commissioner's Office regulatory requirements is also essential.
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