Risk Management Professional

5 days ago


Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full time
Job Description:

AJ FOX COMPLIANCE is an innovative law firm seeking a Risk Management Professional to join our team. In this role, you will work closely with the Head of Risk and Compliance to maintain our reputation for excellence in regulatory standards.

This is an excellent opportunity for a fee-earner currently working in private practice to transition into the world of risk and compliance.

Main Responsibilities:
  1. Collaborate with senior leadership and various departments to ensure AJ FOX COMPLIANCE meets all legal, regulatory, and professional requirements.
  2. Offer expert guidance on legal, ethical, and regulatory matters.
  3. Develop and implement policies and procedures to reflect current compliance legislation.
  4. Create training programs focused on risk and compliance.
  5. Review and analyze Anti-Money Laundering (AML) and counter-terrorism financing measures.
  6. Manage file review systems and corrective actions.
  7. Analyze incidents, manage complaints, and identify trends to prevent future issues.
  8. Lead the Customer Service Focus Group and manage accreditation.
  9. Guide and develop Compliance professionals.
About the Role:

You will be responsible for ensuring AJ FOX COMPLIANCE maintains its position as a leader in regulatory compliance. Your expertise will be essential in advising on legal, ethical, and regulatory matters.

Salary:

£85,000 - £100,000 per annum, depending on experience.



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