Risk Management Specialist

2 days ago


Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full time

AJ Fox Compliance is a dynamic law firm seeking a skilled Risk & Compliance Manager to join their proactive team. The successful candidate will work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and risk issues.

The ideal candidate will have a passion for navigating complex risk and regulatory challenges, with a sharp eye for detail and a proactive approach to identifying risks. They will thrive in an environment where their expertise is valued and their input has a direct impact on the firm's success.

Key Responsibilities:

  • Collaborate with senior leadership and various departments to ensure that the firm complies with all relevant legal, regulatory, and professional standards.
  • Offer advice on legal, ethical, and regulatory matters.
  • Oversee and regularly update the firm's policies and procedures, according to up-to-date compliance legislation.
  • Deliver training programs focused on risk and compliance.
  • Assist in reviewing and managing AML and counter-terrorism financing measures, including acting as an independent auditor for these processes.
  • Supervise the firm's file review systems, identifying areas for improvement and managing corrective actions.
  • Investigate incidents, manage complaints, and analyse trends to prevent future issues.
  • Lead the Customer Service Focus Group and manage the firm's Customer Service Excellence Accreditation.
  • Supervise Compliance professionals, guiding their work and development.

We estimate the salary for this role to be around £55,000 - £65,000 per annum, depending on experience.



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