Compliance File Auditor

Compliance Risk Manager RoleAJ FOX COMPLIANCE seeks a seasoned Compliance Risk Manager to lead our risk management endeavors. This position involves collaborating with senior leadership to embed a strong compliance culture, providing expert guidance on regulatory and risk issues, and overseeing policy updates.Key ResponsibilitiesCollaborate with senior...

Are you passionate about navigating complex risk and regulatory challenges?We're seeking a Senior Compliance Executive to join our proactive team at AJ FOX COMPLIANCE.In this role, you'll work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of...

AJ FOX COMPLIANCE is a forward-thinking law firm seeking a highly skilled Senior Compliance Executive to join their proactive team.Job Description:In this role, you will work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and risk...

At AJ FOX COMPLIANCE, we're seeking a seasoned compliance professional to drive our risk management initiatives forward. As our Senior Governance Advisor, you'll collaborate closely with our leadership team to embed a strong compliance culture, providing expert guidance on regulatory and risk issues. Your expertise will be invaluable in ensuring our firm...

**Job Title:** Compliance AuditorWe Are Tech Women is seeking a Compliance Auditor to join our team. In this role, you will play a crucial part in ensuring that our organization adheres to all relevant laws, regulations, and industry standards.As a Compliance Auditor, you will be responsible for identifying and assessing risks, recommending improvements to...

We're seeking a highly experienced Senior Governance and Compliance Advisor to join our team at AJ FOX COMPLIANCE. As a key member of our governance function, you'll play a critical role in ensuring our business operates with the highest standards of ethics and compliance.Your expertise in governance and compliance will be invaluable in helping us navigate...

AJ FOX COMPLIANCE is an innovative law firm seeking a dedicated Compliance Officer - Regulatory Expertise to join our forward-thinking team. As a key member of our compliance function, you'll play a vital role in ensuring our business operates within the bounds of relevant laws and regulations.We're looking for someone who is not only passionate about risk...

About CPRCPR is a leading provider of technical assurance services to the rail industry, with a strong focus on compliance and quality management. Our team of experts works closely with clients to ensure that their projects are delivered on time, within budget, and to the highest standards of quality.We are currently seeking an experienced Auditor Compliance...

Compliance Officer - File Checker RolePure Resourcing Limited is a successful mortgage brokerage seeking a Compliance Officer / File Checker to support our experienced team. This is an exciting opportunity for a motivated individual to join our company and contribute to our mission of providing bespoke mortgage solutions.The Compliance Officer / File Checker...

Job Overview:We are seeking a highly skilled RICS Auditor to join our team at Knight Frank. As a RICS Auditor, you will be responsible for reviewing documents and files which cover the end-to-end of an instruction, making an informed assessment of compliance against defined audit criteria.About the Role:You will draft audit reports that clearly articulate...

About the Opportunity:We are offering a unique chance for a seasoned professional to join our Agile Talent Community as a File Compliance Review Specialist. In this role, you will be responsible for reviewing client files to ensure compliance with regulatory requirements, including FCA rules, COBS, and client agreement obligations.You will work closely with...

Are you passionate about navigating complex risk and regulatory challenges?AJ Fox Compliance, a forward-thinking law firm, is seeking a Senior Compliance Executive to join their proactive team.This role involves collaborating closely with the Head of Risk and Compliance, working across the business to embed a strong compliance culture while providing expert...

About the RoleIn this role, you will be working as a Retail Compliance Auditor, conducting audits at client sites to ensure compliance with food safety and hygiene standards. Your expertise in this area will be essential in helping us maintain our reputation for delivering high-quality services.

Micahel Page (UK) is seeking an experienced Quality Assurance Auditor to join their team. As a Compliance Auditor, you will be responsible for planning and conducting audits to ensure the client's clinical trials meet the necessary standards.Responsibilities:Plan and conduct audits to assess compliance with relevant SOPs, regulations, and guidelines.Identify...

The Compliance Professionals is seeking a seasoned Compliance Director to oversee regulatory affairs and ensure the firm's policies and procedures remain effective.Responsibilities:Maintain knowledge of FCA regulations and guidelines pertaining to FX/CFD trading and financial services.Serve as the primary point of contact for regulatory inquiries and...

Job Description:We are seeking a highly skilled Compliance Lead to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our operations comply with all relevant regulations and laws.The ideal candidate will have a deep understanding of regulatory requirements and excellent communication...

A prestigious UK law firm is seeking a Compliance Expert in London to support senior compliance professionals in core internal risk management processes. Estimated salary for this role is £35,000 - £45,000 per annum, depending on experience.Job DescriptionThe core function of this role will be to collaborate with firm-wide staff to ensure enquiries are...

We are seeking a seasoned professional to spearhead our compliance efforts as the Compliance Director at Compliance Professionals.Key Responsibilities:Stay up-to-date with all pertinent FCA regulations and guidelines related to FX/CFD trading and financial services.Serve as the primary point of contact for regulatory inquiries, examinations, and other...

About the RoleAs an experienced auditor with a strong understanding of ISO standards, you will evaluate and assess an organisation's management systems to ensure full adherence to the relevant standards.You will provide clear and constructive feedback to clients, helping them understand areas of compliance and opportunities for improvement.

Job TitleHead of ComplianceAbout the CompanyWe are seeking a highly experienced Head of Compliance to join our team at Compliance Professionals. As a leading Forex and CFD brokerage firm, we are dedicated to maintaining the highest standards of regulatory compliance.Key ResponsibilitiesStay up-to-date with all pertinent FCA regulations and ensure our...