Compliance Officer

1 month ago


Greater Manchester, United Kingdom Willow Resourcing Full time

Compliance Officer – File Review

We are seeking a skilled Compliance Officer to join our team at Willow Resourcing. As a Compliance Officer – File Review, you will be responsible for providing a high-quality file review service for our clients, identifying and addressing any compliance issues raised.

Key responsibilities include:

  • Reviewing files to ensure compliance with FCA regulations
  • Providing feedback on files reviewed
  • Identifying and addressing any compliance issues raised

Requirements:

  • Level 4 Diploma in Compliance or related field
  • Excellent working knowledge of FCA regulations affecting the wealth management arena
  • Experience as a Paraplanner

At Willow Resourcing, we offer a supportive and collaborative work environment. If you are a motivated and detail-oriented individual with a passion for compliance, we encourage you to apply for this exciting opportunity.


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