Compliance Officer
1 month ago
Compliance Officer – File Review
We are seeking a skilled Compliance Officer to join our team at Willow Resourcing. As a Compliance Officer – File Review, you will be responsible for providing a high-quality file review service for our clients, identifying and addressing any compliance issues raised.
Key responsibilities include:
- Reviewing files to ensure compliance with FCA regulations
- Providing feedback on files reviewed
- Identifying and addressing any compliance issues raised
Requirements:
- Level 4 Diploma in Compliance or related field
- Excellent working knowledge of FCA regulations affecting the wealth management arena
- Experience as a Paraplanner
At Willow Resourcing, we offer a supportive and collaborative work environment. If you are a motivated and detail-oriented individual with a passion for compliance, we encourage you to apply for this exciting opportunity.
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